Top 51 Principal Financial Group Jobs

Compliance Advisor
Principal Financial Group —Des Moines, IA
- $104,400 - $187,200 a year
- Full-time
- Remote
- 6 years
- Research
- Bachelor's degree
Paralegal Analyst
Principal Financial Group —Des Moines, IA
- $26.83 - $48.46 an hour
- Full-time
- Remote
- Microsoft Excel
- 6 years
- Bachelor's degree
- Paid time off
Analyst, Data Management
Principal Financial Group —Roseville, CA
- $26.83 - $48.46 an hour
- Full-time
- Remote
- Mid-level
- Finance
- SQL
- Paid time off
14d
Claim Analyst 3
Principal Financial Group —Des Moines, IA
- $22.93 - $40.96 an hour
- Full-time
- Remote
- 6 years
- Management
- High school diploma or GED
- Paid time off
7d
Director-Engineering
Principal Financial Group —Des Moines, IA
- $157,000 - $213,000 a year
- Full-time
- Remote
- Computer Science
- Bachelor's degree
- US work authorization
Field Supervisor 2 (Midwest)
Principal Financial Group —Des Moines, IA
- $84,600 - $139,700 a year
- Full-time
- Remote
- Background check
- Research
- Mid-level
Financial Analyst I
Principal Financial Group —Des Moines, IA
- $24.21 - $38.37 an hour
- Full-time
- Office
- Finance
- Analysis skills
- Paid time off
- Life insurance
3d
Participant Experience Consultant
Principal Financial Group —Des Moines, IA
- $69,300 - $152,400 a year
- Full-time
- Remote
- Research
- Mid-level
- Office
2h
Customer Experience Specialist 1 - Group Administration
Principal Financial Group —Des Moines, IA
- $18.17 - $32.31 an hour
- Full-time
- Hybrid work
- Mid-level
- Analysis skills
- US work authorization
- Paid time off
Relationship Manager II
Principal Financial Group —Louisville, KY
- $84,600 - $171,600 a year
- Full-time
- Remote
- Customer service
- Mid-level
- Bachelor's degree
Equity Analyst, Aligned Investors
Principal Financial Group —Des Moines, IA
- $141,000 - $285,000 a year
- Full-time
- Remote
- Owner-operator
- Mid-level
- Office
Financial Analyst III
Principal Financial Group —Des Moines, IA
- $73,150 - $95,750 a year
- Full-time
- Customer service
- Mid-level
- Office
9d
Sr. Actuary II
Principal Financial Group —Des Moines, IA
- $157,000 - $213,000 a year
- Full-time
- Remote
- Office
- Analysis skills
- Bachelor's degree
Securities Ops Spec II
Principal Financial Group —Minneapolis, MN
- $24.85 - $33.31 an hour
- Full-time
- Microsoft Outlook
- Research
- Mid-level
- Paid time off
2h
Financial Strategy & Operational Risk, Associate Director
Principal Financial Group —Des Moines, IA
- $127,000 - $150,000 a year
- Full-time
- 8 years
- Analysis skills
- Bachelor's degree
Advisor Support (Website and Customer Service)
Principal Financial Group —Des Moines, IA
- $62,000 - $74,000 a year
- Full-time
- Research
- Mid-level
- Office
Data & Analytics Consultant
Principal Financial Group —Des Moines, IA
- $90,000 - $132,000 a year
- Full-time
- Hybrid work
- Marketing
- Mid-level
- Office
6d
Behavioral Health Consultant
Principal Financial Group —Des Moines, IA
- $69,300 - $126,000 a year
- Full-time
- Remote
- Nursing
- RN License
- Mid-level
- Continuing education credits
Retirement Sales Strategist
Principal Financial Group —Des Moines, IA
- $55,800 - $100,800 a year
- Full-time
- Remote
- 6 years
- Math
- Bachelor's degree
Regional Recruiting Director - Principal Financial Network
Principal Financial Group —Des Moines, IA
- $84,600 - $152,400 a year
- Full-time
- Remote
- Mid-level
- Office
- Bachelor's degree
1d

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Compliance Advisor

Principal Financial Group -
Des Moines, IA

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Job Details

Full-time
$104,400 - $187,200 a year

Qualifications

Employee relationship building
Research

Full Job Description

What You'll Do:

Principal is hiring for a Compliance Advisor to provide support to our Broker-Dealer and build relationships that will strengthen our program and foster collaboration! The position acts as a 2nd line of defense within our compliance program and supports the risk owners.

The position will serve as a compliance partner and business liaison and act as a subject matter expert with a focus on broker-dealer compliance. This position will also provide advice and support on select business development initiatives and projects.

You will also:

Monitor regulatory changes and provide comprehensive research, analysis, and guidance on laws, regulations, and other complex compliance matters.
Evaluate compliance and business situations and clearly communicate guidance and decisions to business partners and management.
Participate on highly visible special projects critical to business unit and corporate growth initiatives and assist in crafting firm policy, standard operating procedures (SOP), and controls
Leverage data to provide in-depth analysis and reporting to help guide decision-making processes.
Assist in preparing for and responding to regulatory exams and other inquiries.
Contribute to organizational learning by mentoring and coaching less experienced compliance professionals.
Partner with the business to help design creative solutions for complex customer needs and business processes.
Build and sustain strong relationships with colleagues throughout the enterprise.
Perform other job-related duties or special projects as needed.

Positioned where financial services meet technology, Principal creates financial tools that assist our customers in living better lives. We are proud to be a purpose-oriented organization, guided by our mission to ensure financial security is within everyone's reach. Our mission, integrity, and customer dedication have made us a reliable leader for more than 140 years!

Who You Are:

Bachelor’s degree, or equivalent; 6+ years’ experience resulting in expertise in broker-dealer trading operations, compliance and the related governing laws and regulations.
FINRA Series 7, and 24 licenses are highly desired. If not fully licensed must be able to obtain within 6 months of start.
Excellent written and oral communication skills.
Advanced analytical, problem solving, and organizational abilities.
High level of creativity and resourcefulness.
Demonstrated application of robust data analysis and reporting capabilities, and risk management frameworks and concepts.
Experience in assessing and implementing process improvements.
Mentoring and coaching experience.
Ability to interact with regulatory bodies.

Salary Range Information: Salary ranges below reflect targeted base salaries. Non-sales positions have the opportunity to participate in a bonus program. Sales positions are eligible for sales incentives, and in some instances a bonus plan, whereby total compensation may far exceed base salary depending on individual performance. Actual compensation for all roles will be based upon geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer. Salary Range: $104400 - $187200 / year Salary Details:

The following locations are examples of market-specific salary ranges across different geographies.

Wichita, KS: $104,400 - $140,400 / year
Des Moines, IA: $110,200 - $148,200 / year
Charlotte, NC: $116,000 - $156,000 / year
Chicago/Minneapolis: $127,600 - $171,600 / year
Los Angeles/New York City: $139,200 - $187,200 / year

Time Off Program: Flexible Time Off (FTO) is provided to salaried (exempt) employees and provides the opportunity to take time away from the office with pay for vacation, personal or short-term illness. Employees don’t accrue a bank of time off under FTO and there is no set number of days provided. Pension Eligible: Yes Additional Information:

Work Authorization/Sponsorship

At this time, we are not considering applicants who require any form of immigration sponsorship to work in the United States now or in the future. This includes F1-OPT, F1-CPT, H-1B, TN, L-1, J-1, and similar visas. For more information on work authorization requirements, please use the following links:

Nonimmigrant Workers and Green Card for Employment-Based Immigrants

Investment Ethics Code

In Principal Asset Management positions, you are required to observe an Investment Code of Ethics regarding conduct and personal trading for yourself and those living with you. Other positions within the organization may have similar obligations.

Experience Principal

At Principal, we believe in forming connections both personally and professionally. Together, we’re crafting a future for financial services that is guided by purpose – and that begins with you. Our success depends on the outstanding experiences, backgrounds, and talents of our employees. We provide support to our employees in the same way as our customers. Our inclusive and competitive benefits protect physical, financial, and social well-being. Check our careers site to learn more about our purpose, values, and benefits.

Principal is an Equal Opportunity Employer

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.

Posting Window: We will accept applications for 3 full days following the Original Posting Date, after which the posting may remain open or be removed based upon applications received. If we choose to post the job again, we will accept additional applications for at least 1 full day following the Most Recently Posted Date. Please submit applications in a timely manner as there is no guarantee the posting will be available beyond the applicable deadline. Date First Posted (TTF): 6/12/2026 Latest Post Date: Careers - US: 7/16/2026

LinkedIn Remote Hashtag

: #LI-Remote

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Refine Your Search

Principal Financial Group jobs

Compliance Advisor

Paralegal Analyst

Analyst, Data Management

Claim Analyst 3

Director-Engineering

Field Supervisor 2 (Midwest)

Financial Analyst I

Participant Experience Consultant

Customer Experience Specialist 1 - Group Administration

Relationship Manager II

Equity Analyst, Aligned Investors

Financial Analyst III

Sr. Actuary II

Securities Ops Spec II

Financial Strategy & Operational Risk, Associate Director

Advisor Support (Website and Customer Service)

Data & Analytics Consultant

Behavioral Health Consultant

Retirement Sales Strategist

Regional Recruiting Director - Principal Financial Network

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Nonimmigrant Workers and Green Card for Employment-Based Immigrants

Experience Principal

Principal is an Equal Opportunity Employer

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