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Compliance Attorney - Real Estate
Compliance Search Group - Miami, FL
Bank seeks a Compliance Attorney. Responsibilities: Work closely with the Company's Executive Vice President, General Counsel and Portfolio Managers to enhance the value of the...
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Assistant General Counsel - U.S. Bank Operations
Compliance Search Group - New York, NY
Our client seeks an Assistant General Counsel for their U.S. Bank Operations. Responsibilities: Has responsibility for advising the Executive Vice President, General Counsel and...
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Compliance Attorney
Compliance Search Group - Chicago, IL
Implementing the Firms comprehensive compliance initiative, including a calendar ... and procedures to standardize routine compliance tasks Supervising paralegal tasks...
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Compliance Technology Developer
Compliance Search Group - Stamford, CT
customized reporting and analysis tools for Compliance staff. General responsibilities ... - Understanding of regulatory compliance for financial services is a plus...
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Fixed Income sales & trading floor Compliance Attorney - new
Compliance Search Group - New York, NY
policies and procedures required for compliance with US securities laws, banking ... Coordinate with colleagues in Legal & Compliance on industry developments and rule...
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Hedge Fund / Trading Compliance Officer - new
Compliance Search Group - New York, NY
Fund. The firm seeks an experienced trading compliance professional to join their team. ... in designing and developing effective compliance procedures and controls in support...
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Compliance Generalist - new
Compliance Search Group - New York, NY
The compliance role will report to the Chief Compliance Officer and have responsibility ... etc) and testing to ensure compliance with Compliance Manual, including monitoring...
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Senior Compliance Officer / Investment Management
Compliance Search Group - Philadelphia, PA
Compliance, assist in the oversight of the compliance program of the firms US divisions, ... Compliance Monitoring Perform specialized compliance exams based on regulatory...
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Branch Administrative Manager
Compliance Search Group - Philadelphia, PA
for entire branch office Communicate compliance, sales practice and legal issues ... of certain transactions that require Compliance and/or legal intervention...
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VP, Associate General Counsel - Compliance Advisory
Compliance Seach Group - New York, NY
of a primary VP, Associate General Counsel Compliance Advisory: Credit Risk Management ... policies and procedures required for compliance with US securities laws, banking...
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