Top 14774 Jobs in Rensselaer, NY

Assistant Compliance Officer
Purshe Kaplan Sterling Investments —Albany, NY
- $50,000 - $58,000 a year
- Full-time
- Background check
- Customer service
- Computer literacy
- Health savings account
- Health insurance
Quick Apply
Laundry Aide
ROSEWOOD REHABILITATION AND NURSING CENTER —Rensselaer, NY
- $16 an hour
- Full-time
- High school diploma or GED
- Ability to lift 50 pounds
- Rehabilitation center
- Health insurance
- Dental insurance
Quick Apply
Accounting Assistant
Troy Rehabilitation and Improvement Program, Inc. (TRIP, Inc.) —Troy, NY
- $24 - $26 an hour
- Full-time
- Microsoft Word
- Background check
- Microsoft Excel
- Health insurance
- Dental insurance
Quick Apply
STAFFING COORDINATOR
Confidential —Rensselaer, NY
- $42,000 - $45,000 a year
- Full-time
- Nursing home
- Mid-level
- Microsoft Office
Quick Apply
Leasing Manager
Real Capital Group Property Management —Clifton Park, NY
- $50,000 - $60,000 a year
- Full-time
- Hybrid work
- Mid-level
- Office
- Real Estate License
- Health insurance
Quick Apply
9d
Customer Service Representative (Remote - Albany, NY)
Maximus —Albany, NY
- $20 an hour
- Remote
- High school diploma or GED
- Travel
- In-person
- Paid holidays
- Disability insurance
Data Input Clerk
Qureos Inc —Albany, NY
- $25 - $45 an hour
- Full-time
- Office
- Administrative experience
- High school diploma or GED
6d
Gate Checker
PepsiCo Beverages North America —Albany, NY
- $29.07 an hour
- Rotating shift
- 18 years or older
- Customer service
- Basic math
9d
Grants Coordinator & Revenue Operations Analyst
Rensselaer County —East Greenbush, NY
- $70,000 - $77,000 a year
- Full-time
- Microsoft Excel
- ERP systems
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
Aging Services Aide
Rensselaer County —East Greenbush, NY
- $18.80 an hour
- Full-time
- Serving
- High school diploma or GED
- Cleaning
- Health insurance
- Dental insurance
Quick Apply
CSR - Customer Service Representative
Meerkat —Albany, NY
- $50,000 - $55,000 a year
- 8 hour shift
- In-person
- Leadership
- 2 years
- Health insurance
- Dental insurance
Quick Apply
ASSISTANT TO THE DIRECTOR(PAF)
CSEA —Albany, NY
- From $72,048 a year
- Full-time
- Mid-level
- Office
- High school diploma or GED
- Health savings account
- Health insurance
1d
Dispatcher
Local Delivery company —Albany, NY
- $24 - $26 an hour
- Full-time
- Background check
- Mid-level
- Forklift
- Paid holidays
- Health insurance
Quick Apply
Lead Full Time Floral Merchandiser
Sunshine Bouquet Company —Albany, NY
- $19 an hour
- Weekends as needed
- Customer service
- Computer literacy
- Merchandising
- Paid holidays
- Disability insurance
Quick Apply
11d
Destination Kia - Parts Counter Person
Destination Kia —Albany, NY
- From $50,000 a year
- Full-time
- Dealership
- Driver's License
- In-person
- Health insurance
- Dental insurance
Quick Apply
Support Floral Merchandiser
Sunshine Bouquet Company —Albany, NY
- $18 an hour
- Weekends as needed
- Customer service
- Computer literacy
- Merchandising
- Paid holidays
- Disability insurance
Quick Apply
11d
Delivery Driver MDS Albany, NY
Medical Delivery Services —Albany, NY
- $180 - $200 a day
- Contract
- Clean driving record
- Driver's License
- 21 years or older
Quick Apply
EMT Student (Continuous Recruitment: Academy Class)
Mohawk Ambulance —Albany, NY
- $562.50 a week
- Full-time
- Classroom
- In-person
- Entry level
- Loan forgiveness
Quick Apply
Package Handler - Part Time (Warehouse like)
FedEx —Rensselaer, NY
- $19.65 - $20.65 an hour
- Part-time
- Entry level
- Paid parental leave
- Health insurance
Housekeeper
Woodland Hill Montessori School —Rensselaer, NY
- $18 - $20 an hour
- Part-time
- Background check
- Classroom
- Office
Quick Apply

I want to receive the latest job alert for jobs in Rensselaer, NY

By signing in to your account, you agree to SimplyHired's Terms of Service and consent to our Cookie and Privacy Policy.

Explore jobs in more locations

Jobs jobs near Rensselaer, NY

Assistant Compliance Officer

Purshe Kaplan Sterling Investments -
Albany, NY

Quick Apply

Job Details

Full-time
$50,000 - $58,000 a year

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Parental leave
Vision insurance
401(k) matching
Professional development assistance
Life insurance

Qualifications

Interpersonal skills
Finance
Customer service
Spreadsheets
Finance
Bachelor's degree
Attention to detail
Problem-solving
Organizational skills
Financial services
Productivity software
Experience at securities companies
Time management

Full Job Description

Job Title: Assistant Compliance Officer

FLSA Status: Non-Exempt

GENERAL STATEMENT OF DUTIES:

PKS is a leading full-service broker/dealer and financial services firm offering state-of-the-art products and technology to more than 1,600 Registered Representatives (RR) with over 600 offices.

As an Assistant Compliance Officer, you will be responsible for assisting the Compliance department with testing and monitoring. This position will gain an understanding of pertinent regulations and how to meet responsibilities within the Compliance department. Additionally, this position will assist the Chief Compliance Officer in implementing and enforcing the firm’s compliance program by collaborating with all levels of the organization. You will be responsible for helping to ensure compliance with current/developing industry regulations and maintaining and improving the compliance program of the firm where applicable.

ESSENTIAL DUTIES AND RESPONSIBILITIES:

Onboarding, offboarding Register Representatives (RR) via Gateway U4/U5 filing.
Promote and deliver a compliance culture within the firm and assist with staff training on compliance matters.
Assist with regulatory inquiries and branch office inspections and internal audits.
Ability to handle several different tasks at the same time while often meeting tight deadlines.
Assist with compliance testing and monitoring.
Keep abreast of changing compliance laws and regulations and informing compliance staff and management of these changes.
Monitor the status of corrective actions being taken.
Provide compliance technical assistance, training and analysis as necessary.
Assist other departments within the firm with assigned tasks.
Ensure timely processing of all requests and submissions.
Build and maintain effective working relationships with other team members to ensure high-quality service and timely processing of directly held investments.
Bring enthusiasm, resourcefulness, and a positive attitude each day.

QUALIFICATIONS, KNOWLEDGE, AND SKILLS:

Excellent verbal and written communication skills.
Excellent interpersonal and customer services skills.
Excellent organizational skills.
Exceptional time management skills.
Superior attention to detail.
Ability to follow a project through completion.
Self-starter who can work independently.
Team player who can work collaboratively.
Ability to analyze problems quickly and efficiently.
Ability to function well in a high-paced and high-volume environment.
Computer proficiency in Microsoft Office Suite is required.
Prior brokerage industry experience required.
Available to travel (20%-30% maximum per year)
The ideal candidate should possess or have a willingness to sit for SIE exam, Series 7, and Series 63 FINRA licenses and look to advance upwards within the firm.

EDUCATION and/or EXPERIENCE:

Bachelor’s degree from an accredited college or university with emphasis on business, finance or related field with one year’s experience in Customer Service/Financial Accounting preferred.
SIE exam, Series 7, and Series 63 preferred or willingness to obtain the licenses.
Proficient in Microsoft Excel.

CERTIFICATIONS, LICENSES, REGISTRATIONS:

SIE exam, Series 7, and Series 63 preferred or willingness to obtain.

SUPERVISORY RESPONSIBILITIES: None

WORK ENVIRONMENT AND PHYSICAL DEMANDS:

The work environment characteristics and physical demands described are representative of those an employee encounters while performing the essential functions of this job. Reasonable accommodation may be made to enable individuals with disabilities to perform the essential job functions of the position. This position operates in a professional office environment. The noise level in the work environment is usually moderate. The role routinely uses standard office equipment such as computers, phones, copiers, and filing cabinets. While performing the duties of this job, the employee is regularly required to sit or be sedentary, Daily activities will require the position to routinely walk, stand, sit, use hands and fingers, handle objects or controls, talk and hear, stand, and reach with hands and arms. Specific vision abilities required by this job include close vision. The employee may be asked occasionally to bend, lift, and/or move up to 40 lbs.

POSITION TYPE AND HOURS:

Full-time, standard workweek, Monday-Friday; 8:30 AM- 5:00 PM

PKS Investments Inc. is an equal opportunity employer that is committed to diversity and inclusion in the workplace. We prohibit discrimination and harassment of any kind based on race, color, sex, religion, sexual orientation, national origin, disability, genetic information, pregnancy, or any other protected characteristic as outlined by federal, state, or local laws. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

Job Type: Full-time

Pay: $50,000.00 - $58,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Parental leave
Professional development assistance
Vision insurance

Physical Setting:

Office

Education:

Bachelor's (Preferred)

Experience:

Financial services: 1 year (Preferred)

Ability to Commute:

Albany, NY (Required)

Work Location: In person

Quick Apply

Refine Your Search

jobs in Rensselaer, NY

Assistant Compliance Officer

Laundry Aide

Accounting Assistant

STAFFING COORDINATOR

Leasing Manager

Customer Service Representative (Remote - Albany, NY)

Data Input Clerk

Gate Checker

Grants Coordinator & Revenue Operations Analyst

Aging Services Aide

CSR - Customer Service Representative

ASSISTANT TO THE DIRECTOR(PAF)

Dispatcher

Lead Full Time Floral Merchandiser

Destination Kia - Parts Counter Person

Support Floral Merchandiser

Delivery Driver MDS Albany, NY

EMT Student (Continuous Recruitment: Academy Class)

Package Handler - Part Time (Warehouse like)

Housekeeper

I want to receive the latest job alert for jobs in Rensselaer, NY

Related Searches

Explore jobs in more locations

Job Seeker Tools

Employer Tools

Browse

Stay Connected