Showing 1-10 of 10
Showing 1-10 of 10
Jobs near New York, NY

The Compliance Search Group - New York, NY

This fantastic opportunity offers an experienced Compliance Officer the chance to step-up into a Chief Compliance Officer position....

The Compliance Search Group - New York, NY

The Deputy Chief Compliance Officer (“DCCO”) will assist the Chief Compliance Officer in administering the compliance program for the investment adviser....

Broker Dealer Firm - New York, NY

Fast-paced Broker Dealer firm seeking a Chief Compliance Officer for New York City office. AML Compliance, 15C35 Compliance, Wash Sale Compliance, 407...

Robert Walters - New York, NY

About the Chief Compliance Officer - Investment Advisory role:. This opportunity allows for a senior compliance officer to step into a Chief Compliance Officer...

Peak Organization - New York, NY

Chief Compliance Officer. A boutique firm in Manhattan is looking to add a Chief Compliance Officer ( CCO). Any objections to the annual compliance report by...

Michael Page US - New York, NY

The Head of Compliance. 10-20 years plus experience required in regulatory compliance. Point of contact for all exams/inquiries & audits....

RiskX Investments LLC - New York, NY

This position supports and assists the Chief Compliance Officer (“CCO”) in the oversight of the execution and development of an SEC registered investment...

Infinity Consulting Solutions - New York, NY

A online banking client is currently looking for a Chief Compliance Officer to join the group. 10 years experience within BSA/AML Compliance....

Adams Consulting Group, LLC - New York, NY

Conduct Compliance Audits of the Branch' s Departments. Up to 5 years Compliance Monitoring experience related to corresponding banking....

Michael Page US - New York, NY

Manage monthly attendance/vacation calendar for Compliance Team. Create and manage weekly Newsletters for Compliance Department The Successful Applicant....


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