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Investment Advisory Services Surveillance Analyst
- newMorgan Stanley
- New York, NYPosition Description Investment Advisory Services (IAS) Compliance provides compliance coverage and support to MSWM's discretionary, non-discretionary advisory and separately...
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MSWM Compliance Surveillance Analyst
Morgan Stanley
- New York, NYPosition Description The MSSB Regional Surveillance Analyst performs oversight of the Firm's retail business. This is accomplished through the review of specialized exception...
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VP - Trade Surveillance
Not Disclosed
- New York, NY5+ years of compliance experience at a broker dealer or investment bank and knowledge interacting with regulatory bodies. Candidate should have strong knowledge of fixed income...
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VP Fixed Income Surveillance
Forum Group
- New York, NYPurpose of the role is to build and maintain a strong control environment for fixed income products buy establishing a best in class surveillance platform. Main Duties Develop and...
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Futures Trade Surveillance Compliance - VP
- newCompliance Search Group
- New York, NYFutures Trade Surveillance Compliance - VP One of the largest financial services providers in the world seeks a person to join a team of Surveillance professionals in conducting,...
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Associate Analyst I, Local Govt. Surveillance
Moody's
- New York, NYMoody's Investors Service is among the world's most respected, widely utilized sources for credit ratings, research and risk analysis. In addition to our core ratings business,...
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Sr Compliance Analyst - Surveillance
- newAIG
- New York, NYAIG has an opportunity for a Senior Compliance Analyst - Surveillance on the Compliance team in New York. Performance objectives in this position are as follows: * Assist the...
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Sr Compliance Officer, Surveillance Analyst
JPMorgan Chase
- New York, NYTitle: Sr Compliance Officer, Surveillance Analyst Location: US-NY-New York-270 Park Avenue / 02317 Job Number: 130029626 JPMorgan Chase & Co.(NYSE: JPM) is a leading global...
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Sr Compliance Officer, Surveillance Analyst
JP Morgan Chase
- New York, NYJPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in...
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Futures Trade Surveillance
Barclays
- New York, NYFutures Trade Surveillance Ref 60152 Country USA City New York Business Area Global Compliance Contract Type Permanent Estimated publish end date Department OverviewBarclays...
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