Top 521 Client Auditor Jobs in Franklin Lakes, NJ

401(k) Specialist
Midas Wealth —New York, NY
- $70,000 - $100,000 a year
- Full-time
- Hybrid work
- Background check
- Data analysis skills
- 3 years
- Health insurance
- Dental insurance
Quick Apply
AVP, Senior Reserving Actuary
SCOR —New York, NY
- $162,500 - $239,000 a year
- Hybrid work
- 5 years
- Office
- SQL
- Paid holidays
- Disability insurance
Senior Auditor
Confidential —Parsippany-Troy Hills, NJ
- $80,000 - $100,000 a year
- Full-time
- Hybrid work
- Management
- CPA
- Mid-level
- Paid holidays
- Health insurance
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1d
Residential Enegy Efficiency Auditor
Always on Green Home —New York, NY
- $75,000 a year
- Full-time
- Customer service
- Writing skills
- English
- Paid time off
- Professional development assistance
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Tax Consultant II, Indirect Tax - Transaction Tax
Deloitte —Morristown, NJ
- $58,725 - $120,000 a year
- Full-time
- Hybrid work
- CPA
- Research
- Mid-level
RN Inpatient Hospital Auditor | Remote | Contract
Walker Healthforce, LLC —Newark, NJ
- $25.00 - $35.81 an hour
- Contract
- Anatomy knowledge
- RN License
- Mid-level
- Health insurance
- Dental insurance
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Audit Manager II (US) - Financial Crimes - BAU & Regulatory Issue Validation
TD Bank —New York, NY
- $92,220 - $149,310 a year
- Full-time
- 7 years
- Writing skills
- Basic math
- Health insurance
- Paid time off
6d
Sr Audit Group Manager (US) - Technology
TD Bank —New York, NY
- $129,030 - $193,550 a year
- Full-time
- Basic math
- Office
- Bachelor's degree
- Health insurance
- Paid time off
Audit Manager I (US) - Technology Audit
TD Bank —New York, NY
- $83,450 - $125,180 a year
- Full-time
- 5 years
- Writing skills
- Basic math
- Health insurance
- Paid time off
Audit Manager II (US) - Financial Crimes - Issues Validation
TD Bank —New York, NY
- $92,220 - $149,310 a year
- Full-time
- 7 years
- Microsoft Excel
- Basic math
- Health insurance
- Paid time off
Audit Manager II (US) - Compliance
TD Bank —New York, NY
- $92,220 - $149,310 a year
- Full-time
- 7 years
- Microsoft Excel
- Basic math
- Health insurance
- Paid time off
Statutory Accounting Consultant - P&C Insurance
Robert Half —New York, NY
- $75 - $85 an hour
- Temporary
- Management
- Office
- Finance
- Disability insurance
- Dental insurance
Quick Apply
2d
Finance Director
Atrium —New York, NY
- $55 - $60 an hour
- Finance
- Bachelor's degree
- Senior level
- Health insurance
- Paid time off
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Sr Audit Manager (US) - Financial Crimes - BAU Issue Validation
TD Bank —New York, NY
- $119,110 - $193,550 a year
- Full-time
- CPA
- Basic math
- Office
- Health insurance
- Paid time off
Controller
Atrium —New York, NY
- $180,000 - $225,000 a year
- Management
- CPA
- 5 years
- Health insurance
- Paid time off
Quick Apply
Audit Manager II - Financial Crimes
TD Bank —New York, NY
- $92,220 - $149,310 a year
- Full-time
- 7 years
- CPA
- Basic math
- Health insurance
- Paid time off
Tax Manager
Everforth —Livingston, NJ
- Full-time
- CPA
- 5 years
- Research
Quick Apply
Financial Controller - Investment Bank
BizTek People, Inc. —New York, NY
- $55 - $63 an hour
- Temporary
- Hybrid work
- CPA
- 5 years
- Office
- Health insurance
- Dental insurance
Quick Apply
6d
Internal Auditor (contract)
KPMG —Jersey City, NJ
- $50 - $108 an hour
- Contract
- Hybrid work
- Mid-level
- High school diploma or GED
- Analysis skills
8d
Junior Compliance Officer/Auditor
SGI Global, LLC —Newark, NJ
- 8 hour shift
- Bachelor of Science
- Research
- Finance
Quick Apply

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Client Auditor jobs near Franklin Lakes, NJ

401(k) Specialist

Midas Wealth
New York, NY

Quick Apply

Job Details

Full-time
$70,000 - $100,000 a year

Benefits

Health insurance
Dental insurance
401(k)
Paid time off
Vision insurance
401(k) matching
Professional development assistance

Qualifications

Defined contribution retirement plans
Record keeping
Series 6
Presentations for conferences or internal meetings
Data analysis skills
Bachelor's degree
Fiduciary duties
Financial product expertise
Industry knowledge of financial regulations
FINRA License
Business Administration
Technical Proficiency

Full Job Description

Job Overview:
The 401(k) Specialist serves as a subject matter expert in employer-sponsored retirement plan services, with a dual focus on investment management solutions and insurance products. This role is responsible for the full lifecycle of 401(k) plan administration — from onboarding and compliance monitoring to investment menu design and participant engagement. The ideal candidate combines deep technical knowledge of ERISA regulations with a client-first mindset and a passion for helping organizations and employees build long-term financial security.

Key Responsibilities:

Plan Administration

Manage end-to-end administration of 401(k) and related defined contribution plans, including plan setup, amendments, and annual reviews.
Oversee contribution processing, vesting calculations, loan administration, and required minimum distributions (RMDs).
Coordinate plan document updates and ensure alignment with current IRS and DOL regulations.
Prepare and review annual plan testing (ADP/ACP, top-heavy, coverage) and partner with TPAs and auditors to resolve discrepancies.

Investment Solutions

Evaluate and recommend investment menu options including mutual funds, collective investment trusts (CITs), target-date funds, and managed accounts.
Monitor fund performance, expense ratios, and benchmarking data; present findings to plan sponsors and investment committees.
Serve as a fiduciary resource, supporting plan sponsors in fulfilling their ERISA Section 404(c) obligations.
Collaborate with portfolio managers and fund companies to conduct due diligence and annual investment policy statement (IPS) reviews.

Insurance Solutions

Identify and position insurance products within retirement plans, including stable value funds, guaranteed income annuities, and group variable annuity wrappers.
Partner with insurance carriers to evaluate product suitability, crediting rate competitiveness, and contract terms for plan sponsors.
Support plan sponsors in implementing in-plan guaranteed lifetime income solutions as part of a comprehensive retirement readiness strategy.
Maintain current knowledge of regulatory changes impacting insurance products within qualified plans (e.g., SECURE 2.0 provisions).

Compliance and Regulatory Affairs

Monitor plan compliance with ERISA, IRS, and DOL requirements; coordinate corrective actions through VCP or EPCRS when needed.
Prepare and file Form 5500 series returns in partnership with plan auditors and TPAs.
Track legislative and regulatory developments affecting qualified plans and proactively advise clients on required amendments.

Client Relationship Management

Serve as the primary point of contact for a portfolio of plan sponsor clients, delivering proactive service and strategic guidance.
Conduct quarterly and annual plan reviews, presenting data on participation rates, deferral trends, and investment performance.
Develop and deliver participant education materials and enrollment campaigns to drive plan utilization and retirement readiness.
Collaborate with sales and relationship management teams on plan conversions, RFP responses, and new business opportunities.

Required Qualifications:

Bachelor’s degree in Finance, Business Administration, Economics, or a related field.
3–5+ years of experience in 401(k) plan administration, retirement plan consulting, or a related financial services role.
Strong working knowledge of ERISA, IRS qualification rules, DOL regulations, and plan testing requirements.
Demonstrated experience with investment analysis, fund evaluation, and fiduciary best practices.
Familiarity with insurance products used in qualified retirement plans, including stable value and annuity solutions.
Proficiency with retirement plan recordkeeping platforms (e.g., Empower, Fidelity, Voya, Principal, or similar).
Excellent communication and presentation skills with the ability to simplify complex topics for diverse audiences.

Preferred Qualifications:

FINRA Series 6 or 65 license (or willingness to obtain).
Experience with SECURE Act 2.0 implementation and in-plan retirement income products.
Prior experience in a TPA, recordkeeper, broker-dealer, or RIA environment.

Compensation & Benefits:
We offer a competitive compensation package commensurate with experience, including:

Base salary range: $70,000 – $100,000 annually (depending on experience and credentials)
Performance-based bonus eligibility
Comprehensive health, dental, and vision insurance
401(k) plan with company match
Paid professional development and licensing support
Generous PTO and flexible work arrangements

Equal Opportunity Employer:
We are an equal opportunity employer committed to diversity and inclusion. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, or veteran status.

Pay: $70,000.00 - $100,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Health insurance
Paid time off
Professional development assistance
Vision insurance

Work Location: Hybrid remote in New York, NY 10004

Quick Apply

Refine Your Search

Client Auditor jobs in Franklin Lakes, NJ

401(k) Specialist

AVP, Senior Reserving Actuary

Senior Auditor

Residential Enegy Efficiency Auditor

Tax Consultant II, Indirect Tax - Transaction Tax

RN Inpatient Hospital Auditor | Remote | Contract

Audit Manager II (US) - Financial Crimes - BAU & Regulatory Issue Validation

Sr Audit Group Manager (US) - Technology

Audit Manager I (US) - Technology Audit

Audit Manager II (US) - Financial Crimes - Issues Validation

Audit Manager II (US) - Compliance

Statutory Accounting Consultant - P&C Insurance

Finance Director

Sr Audit Manager (US) - Financial Crimes - BAU Issue Validation

Controller

Audit Manager II - Financial Crimes

Tax Manager

Financial Controller - Investment Bank

Internal Auditor (contract)

Junior Compliance Officer/Auditor

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