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Supervisory Analyst, AVP, Equity Research
Credit Suisse Group - New York, NY
team provides supervisory analysts providing compliance and editorial services to ... services industry. * Work closely with Compliance to safeguard the integrity of...
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Hedge Fund Compliance Analyst - Investment Adviser - new
Hedge Fund - New York, NY
fund. Respond to inquiries from employees on compliance matters. Conduct employee trainings. Bachelors degree. 2+ years of relevant in-house experience at RIA or hedge...
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Control Room Research Compliance Analyst - new
Compliance Search Group - New York, NY
firm is seeking a Control Room Compliance Analyst who would be responsible for ... potential impact to other businesses Ensure compliance with Chinese Wall policies and...
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BA - Regulatory Compliance - new
Exemplar Partners Technology - Stamford, CT
Business analyst experienced in regulatory reporting/compliance at a bulge bracket ... from Metro North station compliance, regulatory compliance, business...
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Compliance Analyst
Prudential Financial - Newark, NJ
-> Commercial/Corporate Banking Services Compliance Analyst-FI 0000B Description ... Prudential Investment Management (PIM) Compliance seeks a Compliance Analyst to...
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Compliance Analyst
Appnexus - New York, NY
party business requirements. The Compliance Analyst will provide technical and business ... internally to operationalize and monitor compliance with both internal and external...
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Investment Compliance Analyst
BNP Paribas Investment Partners - New York, NY
career opportunity for an Investment Compliance Analyst to join the Risk Oversight ... York City office. The Investment Compliance Analyst will be responsible for the firm's...
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Regulatory and Registration Compliance Analyst
Compliance Search Group - New York, NY
Compliance Analyst will monitor and ensure compliance with FINRA rules regarding ... A minimum of five years relevant compliance experience with a broker-dealer.
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Business Analyst, Global Compliance & Regulatory Management
JPMorgan Chase - New York, NY
Job Title: Business Analyst, Global Compliance & Regulatory Management Profession: ... Implementation) Business Analyst, Global Compliance & Regulatory...
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Marketing Analyst - Control and Compliance
American Express - New York, NY
Title: Marketing Analyst - Control and Compliance Location: New York-New York Other ... - Partner closely with the company's banks, Compliance, the Internal Audit Group, the...
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