Top 57 Compliance Associate Jobs in Chicago, IL

Client Portal Project Management Associate (Contract)
HighTower Advisors —Chicago, IL
- Up to $50 an hour
- Full-time
- Hybrid work
- Mid-level
- Office
- 3 years
Quick Apply
Kearney Risk and Compliance Associate
Kearney —Chicago, IL
- $88,000 - $125,000 a year
- Full-time
- Hybrid work
- Mid-level
- Office
- Analysis skills
- Profit sharing
- Wellness program
Associate, Benefit Compliance
Invenergy —Chicago, IL
- $95,000 - $118,000 a year
- Full-time
- Oracle
- 5 years
- HIPAA
- Profit sharing
- Health insurance
Associate Athletics Director for Compliance - Intercollegiate Athletics
University of Illinois —Chicago, IL
- $75,000 - $86,000 a year
- Online Application
- High school
- Research
- Office
- Health insurance
- Dental insurance
5d
AML CIP/KYC Associate
Northern Trust Corp. —Chicago, IL
- $61,500 - $98,300 a year
- Full-time
- Mid-level
- Analysis skills
- US work authorization
- Health insurance
- Dental insurance
Trust Compliance Associate
Wintrust Financial Corporation —Chicago, IL
- $42,000 - $58,000 a year
- Full-time
- Mid-level
- Office
- Bachelor's degree
- AD&D insurance
- Employee stock purchase plan
11d
Senior Associate, Corporate Compliance
Options Clearing Corporation —Chicago, IL
- $76,500 - $105,500 a year
- Full-time
- Hybrid work
- Microsoft Excel
- Mid-level
- Analysis skills
- Health insurance
- Dental insurance
Compliance Associate - Rockford, IL
Savant Wealth Management —Chicago, IL
- $24 - $33 an hour
- Full-time
- Hybrid work
- Mid-level
- Office
- Finance
- Health savings account
- AD&D insurance
Compliance Associate, Asset Management
Invenergy —Chicago, IL
- $90,000 - $108,000 a year
- Full-time
- Mid-level
- 3 years
- Bachelor's degree
- Health insurance
- Dental insurance
Associate, Reliability Compliance
Invenergy —Chicago, IL
- $105,000 - $130,000 a year
- Full-time
- Computer Science
- Research
- Mid-level
- Health insurance
- Dental insurance
Associate Compliance Specialist, AIM
Advyzon —Chicago, IL
- Mid-level
- Analysis skills
- Bachelor's degree
- Health insurance
- Dental insurance
7d
Compliance and Ops Risk Test Lead - Senior Associate
JPMorganChase —Chicago, IL
- $79,800 - $118,000 a year
- Full-time
- Mid-level
- 3 years
- Continuous improvement
- Health insurance
- Tuition reimbursement
Senior Associate, Compliance as a Service
Aprio —Chicago, IL
- $80,000 - $132,000 a year
- Full-time
- Remote
- Azure
- Mid-level
- 3 years
- Profit sharing
- Wellness program
Senior Associate - Regulatory Compliance (Alternative Assets)
IQ-EQ —Chicago, IL
- $70,000 - $95,000 a year
- Full-time
- Hybrid work
- Microsoft Word
- Mid-level
- Analysis skills
- Paid parental leave
- Paid holidays
Quick Apply
12d
Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program)
Deloitte —Chicago, IL
- $51,900 - $95,500 a year
- Full-time
- Research
- Mid-level
- Office
Investigations, Compliance and Defense Associate (Chicago)
Jenner & Block LLP —Chicago, IL
- $225,000 - $365,000 a year
- Writing skills
- Mid-level
- Office
Compliance, Private Wealth Management (PWM) Compliance, Associate, Chicago
Goldman Sachs —Chicago, IL
- $65,000 - $120,000 a year
- Full-time
- Mid-level
- Office
- 3 years
- Disability insurance
- Health insurance
Associate Manager, Social Compliance
Crate and Barrel —Northbrook, IL
- $68,000 - $90,000 a year
- Email
- 5 years
- Mid-level
- Office
- Store discount
- Disability insurance
Associate Compliance Specialist
Advyzon —Lisle, IL
- $65,000 a year
- Full-time
- Mid-level
- Office
- Analysis skills
Quick Apply
Associate, Construction Compliance
Invenergy —Chicago, IL
- $93,000 - $108,000 a year
- Full-time
- Mid-level
- Finance
- Bachelor's degree
- Health insurance
- Dental insurance

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Compliance Associate jobs near Chicago, IL

Client Portal Project Management Associate (Contract)

HighTower Advisors -
Chicago, IL

Quick Apply

Job Details

Full-time
Up to $50 an hour

Qualifications

Customer communication

Full Job Description

Our Story
Founded in 2008, Hightower is a wealth management firm that provides investment, financial and retirement planning services to individuals, foundations and family offices, as well as 401(k) consulting and cash management services to corporations. Hightower’s capital solutions, operational support services, size and scale empower its vibrant community of independent-minded wealth advisors to grow their businesses and help their clients achieve their financial vision. Based in Chicago with advisors across the U.S., we operate as a registered investment advisor (RIA).

Your Future Team
Reporting to the Senior Manager, Client Portal & CRM Services, you will play a hands-on role in managing activities related to Hightower’s Client Portal. The ideal candidate will be a dedicated and service-oriented individual who will focus on providing a positive experience for our end users. You will partner with vendor resources and our internal team to ensure seamless operations and an excellent advisor experience. Additionally, you will contribute to process improvements and standardization

What You’ll Do

Collaborate with cross-discipline teams to assist in onboarding advisor practices to Hightower’s client portal by reviewing and cleaning data
Define the scope of data cleanup, addressing issues like duplicates, missing values, outdated information, and incorrect entries
Validate results for accuracy and completeness
Work within Salesforce, Box, Asana, reporting (Black Diamond, Tamarac), and financial planning tools (eMoney)
Collect and implement data into the client portal. This involves uploading photos and logos, configuring the portal settings, and ensuring everything is properly integrated
Assist in testing the client portals to ensure that the data is displayed correctly and that the portal functions as expected. This includes validating the advisor and client experiences
Update the hiring manager and business stakeholders on project progress
Exhibit high level customer service with customers and clients.

What You’ll Bring

A Bachelor’s degree in Finance, Business Administration, Information Technology, or a related field.
3+ years of experience in the Financial Services industry (Wealth Management preferred).
A developed understanding of the operational details of the advisory business (e.g., RIA) functions (IT, Operations, Compliance) preferred, with the ability to understand the client-facing perspective of our client portal.
Excellent communication and interpersonal skills, with a desire to learn.
Attention to detail and strong organizational skills, with the ability to own and continually improve standard processes.
The ability to manage multiple initiatives simultaneously in a fast-paced environment and prioritize tasks accordingly, while working independently.
A growth mindset and a propensity to take initiative to constantly improve processes, workflows, and results.

What We Offer

We commit to a transparent, people-first environment where talent is maximized through our diverse, equitable and inclusive community
We nurture a spirit of belonging, are energized by challenges, celebrate our successes, and achieve individual and collective well-th goals.
This is a 6 month contract opportunity based in Chicago, IL, offering a pay rate of up to $50/hour. The role follows a hybrid schedule, with team members working onsite Monday through Thursday and remotely on Fridays.

AN EQUAL OPPORTUNITY EMPLOYER: Hightower is an equal opportunity employer and does not discriminate based upon race, color, religion, sex, sexual orientation, pregnancy, marital status, national origin, citizenship, veteran status, ancestry, age (over 40), physical or mental disability, medical condition (cancer-related), gender identity or expression, genetic information including sickle cell or hemoglobin C trait, or any other consideration made unlawful by applicable federal, state, or local law.

You are a U.S. citizen, U.S. permanent resident or possess other unrestricted U.S. work authorization and will not require sponsorship for U.S. work authorization now or anytime in the future.

Quick Apply

Refine Your Search

Compliance Associate jobs in Chicago, IL

Client Portal Project Management Associate (Contract)

Kearney Risk and Compliance Associate

Associate, Benefit Compliance

Associate Athletics Director for Compliance - Intercollegiate Athletics

AML CIP/KYC Associate

Trust Compliance Associate

Senior Associate, Corporate Compliance

Compliance Associate - Rockford, IL

Compliance Associate, Asset Management

Associate, Reliability Compliance

Associate Compliance Specialist, AIM

Compliance and Ops Risk Test Lead - Senior Associate

Senior Associate, Compliance as a Service

Senior Associate - Regulatory Compliance (Alternative Assets)

Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program)

Investigations, Compliance and Defense Associate (Chicago)

Compliance, Private Wealth Management (PWM) Compliance, Associate, Chicago

Associate Manager, Social Compliance

Associate Compliance Specialist

Associate, Construction Compliance

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