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Compliance Officer/AVP - Competitive Salary
Appleone - New York, NY
Compliance Officer/AVP - Competitive Salary This compliance officer/avp Position Features: ... of dutiesImmediate need for compliance officer/asp seeking competitive salary,...
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Compliance Officer / Chief Compliance Officer
Kforce Finance & Accounting - New York, NY
Brokerage & Trading Firm is seeking a Compliance Officer to oversee their trading ... reporting. * Educate trading personnel on compliance procedures and new regulations *...
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Hedge Fund Trading Compliance Officer - new
Hedge Fund - New York, NY
Multi-strategy hedge fund. Conduct compliance training and monitor regulatory developments affecting the firms trading operation. JD with 4+ years compliance or legal experience.
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Legal Counsel / Chief Compliance Officer - new
Compliance Search Group - New York, NY
Successful Boutique Investment Management Firm is seeking a Legal Counsel/Chief Compliance ... Officer for their New York office. The Chief Compliance Officer/General Counsel will be...
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Deputy Chief Compliance Officer
Robert Walters - New York
is looking for a Deputy Chief Compliance Officer. The fund invests in long/short ... Design and implement robust enterprise-wide compliance program to identify, monitor,...
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Campus Climate and Compliance Officer
New Paltz, State University of New York - New Paltz, NY
The Campus Climate and Compliance Officer is responsible for monitoring ... duties include performing as compliance officer for the resolution of all harassment...
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Chief Compliance Officer - Broker Dealer
SunAmerica Financial Group - New York, NY
Compliance Officer ("CCO") will manage the compliance team responsible for ... managed other professionals as a Chief Compliance Officer or as the principal...
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Assistant Compliance Officer - new
Emigrant Savings Bank - New York, NY
Emigrant Bank is seeking an Assistant Compliance Officer to work in our Legal ... Department supporting the Banks Compliance Officer to ensure compliance with Bank...
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Compliance Officer for National Bank - AML/BSA, SBA
Cybercoders - New York, NY
Compliance Officer for growing National Bank - AML/BSA, SBA Compliance Officer for growing ... compliance inspections covering consumer compliance, AML/BSA compliance and general...
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Compliance Officer
Michael Page International - New York, NY
We are currently looking to onboard two (2) compliance officers on a temporary to permanent basis. Responsibilities include: Review and analyze reports generated by the firm's...
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