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Compliance Officer IIIBank of New York Mellon - New York, NY10+ years' relevant product/financial services and/or auditing or compliance experience ... and regulations. Solid understanding of Compliance Risk Management and best...from Bank of New York Mellon
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Officer-ComplianceMcGraw-Hill - New York, NYFor more information, visit http://www.standardandpoors.com. The Compliance Officer ... compliance work and data testing; writing compliance review reports containing...from The McGraw-Hill Companies
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Compliance OfficerGlobal Financial Services Firm - New York, NYThe Compliance Officer will be responsible for operational compliance ... action plans, supporting the Chief Compliance Officer in the review of...6 days ago from BankJobs.com - Save - Block - Flag - More Tools...
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Officer-ComplianceMcGraw-Hill - New York, NYFor more information, visit http://www.standardandpoors.com. The Compliance Officer ... compliance work and data testing; writing compliance review reports containing...2 days ago from The McGraw-Hill Companies - Save - Block - Flag - More Tools...
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Compliance Officer / Captive UnderwriterChartis Overseas Association - New York, NYOfficer, Captive Underwriter in its Global Compliance Department. As a Compliance ... locations. Work with Chief Compliance Officer on policies, procedures, risk...22 hours ago from TheLadders.com - Save - Block - Flag - More Tools...
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Compliance Officer IIIBank of New York Mellon - New York, NY10+ years' relevant product/financial services and/or auditing or compliance experience ... and regulations. Solid understanding of Compliance Risk Management and best...4 days ago from Bank of New York Mellon - Save - Block - Flag - More Tools...
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Senior Compliance Officer 0901056Western Union - New York, NYinternal controls and anti-money laundering compliance programs for agents through ... program reviews, the Sr. Compliance Officer will be assigned program reviews...3 days ago from AccountingJobsToday.com - Save - Block - Flag - More Tools...
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- Job Summary | Also found at: Jobtarget.com Network And Systems Professionals Association
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Fixed Income Compliance OfficerTop Financial Services Firm - New York, NYServices firm is seeking a Fixed Income Compliance Officer. This fast paced position ... will report to the Chief Compliance Officer and will be responsible for:...6 days ago from BankJobs.com - Save - Block - Flag - More Tools...
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Compliance OfficerSL Executives - Jersey City, NJTrading Firm is seeking a Compliance Officer for their Trading team. ... new trading proposals. - Assist the Chief Compliance Officer in preparation for...6 days ago from SL Executives - Save - Block - Flag - More Tools...
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Prime Brokerage Compliance OfficerTop Financial Services Firm - New York, NYfirm seeks a Prime Brokerage Compliance Officer for their New York Office. ... Prime Brokerage business operates in compliance with applicable regulations.7 days ago from BankJobs.com - Save - Block - Flag - More Tools...
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Trust Compliance OfficerGlobal Investment Bank - New York, NYCompliance Officer. The Trust Compliance Officer will be responsible for ... oversight of the compliance program. The Compliance Officer will advise senior...7 days ago from BankJobs.com - Save - Block - Flag - More Tools...
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Trade Compliance / Code of Ethics Compliance OfficerNew York, NYlooking for a very impressive trade compliance officer with asset management ... This compliance officer will be responsible for taking ownership of the trade compliance...7 days ago from BankJobs.com - Save - Block - Flag - More Tools...
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Compliance Officer - Monitoring and InspectionsDeutsche Bank - New York, NYBanks integrity and reputation. Compliance Officer Securities Monitoring, Surveillance ... will join a team of 10 Compliance Officers charged with the reviews...from Deutsche Bank
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Compliance OfficerFirst American - New York, NYof compliance and ethics. The Division Compliance Officer will work closely with ... education and training. The Division Compliance Officer will ensure coordination...from First American
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