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Paralegal (Corporate Securities)
Saks Fifth Avenue - New York, NY
preparing and review (including SEC compliance review) of proxy statement, ... qualifications are made and tracked; Support Corporate Secretary in preparation and...
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Mortgage Banking Compliance Officer - Third Party - new
Compliance Search Group - New York, NY
Mortgage Banking Compliance Officer Third Party Oversight Greater NYC Metro Area Top Tier ... TPO Compliance officer in the execution of a compliance plan covering the Compliance risks...
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Assistant Compliance Officer
Emigrant Bank - New York, NY
Job Title: Assistant Compliance Officer Profession: Accounting/Finance -> Accounting Emigr ... Department supporting the Bank's Compliance Officer to ensure compliance with Bank...
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Compliance Officer - Projects & Reporting - new
JPMorgan Chase - New York, NY
Commercial/Corporate Banking Services Title: Compliance Officer - Projects & ... M/F/D/VJob: Compliance Desired Attributes Profession: Banking -> Commercial/Corporate Bank...
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Director, Trust Legal Counsel & Compliance Officer
Barclays Capital - New York, NY
and Infrastructure groups on legal, compliance and regulatory aspects of ... and procedures, act as designated AML compliance officer and conduct all related...
From Doostang - 18 days agoclose [ x ]Tired of seeing jobs from this company or website?
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General Counsel and Chief Compliance Officer
Mestel & Company - New York, NY
issues (such as contracts, governance, tax compliance, real property, investments, ... issues pertaining to business litigation, corporate contracts, compliance, legal...
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Chief Compliance Officer - Broker Dealer
SunAmerica Financial Group - New York, NY
Compliance Officer ("CCO") will manage the compliance team responsible for ... advisory business, from a product, corporate governance, compliance and...
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P/T Compliance Officer - Little Angels Head Start
Cardinal Mccloskey Services - Bronx, NY
for an Executive Assistant/Compliance Officer to Develop Corporate Compliance Plan ... planning etc. Act as Corporate Compliance Officer for Agency. Develop, track, assign,...
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Senior Global Banking Compliance Officer
Financial Services Firm - New York, NY
financial services firm is seeking a Senior Compliance Officer that will be responsible ... compliance oversight of the Business Unit Compliance Officers, as well as overall...
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Senior AML Compliance Officer - OFAC Investigations
Financial Services Company - New York, NY
Investment Banking)is seeking a Senior AML Compliance Officer OFAC Investigations for ... Description: The OFAC Senior Compliance Officer conducts ongoing reviews and...
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