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Deputy Chief Compliance Officer - Hedge Funds
Hedge Fund - New York, NY
fund. The firm seeks a Senior Compliance Officer who will work as the current CCOs ... with a well-respected, experienced Chief Compliance Officer. The centerpiece of the...
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Legal Counsel & Chief Compliance Officer
Compliance Search Group - New York, NY
firm as their Legal Counsel and Chief Compliance Officer. Our client is a ... Qualifications: 2 -5 years prior Legal & Compliance experience is desired. Looking for...
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Chief Operating Officer, Kroll Risk and Compliance
Altegrity - New York, NY
Job Title: Chief Operating Officer, Kroll Risk and Compliance Profession: Analysis/Consult ... Compliance-01517 Description Chief Operating Officer, Risk and Compliance - Kroll - New...
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P&SI Risk & Compliance ETRM Senior Associate - new
PwC - New York, NY
The largest business unit within PwC's Advisory Services, Products & Services Industries (P&SI) provides specialized business and technology consulting services to clients across...
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Application Support (Equity)
Open Systems Technologies - New York, NY
with equity trading desks, risk, legal and compliance officers in gathering and analyzing of requirements for equity trading applications Manage projects from beginning to end,...
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Chief Financial Officer
Coby Electronics - Lake Success, NY
Chief Financial Officer Opportunity Only candidates with large IPO ( $350million +) and ... rules and regulations. - Sarbanes-Oxley compliance experience required If interested...
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Hedge Fund - Compliance Officer
Financial Services Company - New York, NY
Management Alternatives Advisory Compliance Officer. Work will involve all aspects of ... and procedures, preparing and conducting compliance training presentations for...
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Director of Finance - Real Estate Private Equity Firm
Cybercoders - New York, NY
- Experience with Accounting, Reporting and Compliance - Corporate Finance background - ... basis - Run the Accounting, Reporting and Compliance department of a Billion dollar...
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VP Compliance Alternative Investment Products - new
Financial Services Company - New York, NY
Management Alternative Investments Advisory Compliance Officer. He/She will be involved ... and procedures, preparing and conducting compliance training presentations for...
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Deputy Director of Compliance -Mutual Funds
Compliance Search Group - New York, NY
potential compliance risks are identified, compliance processes and systems are ... must be functioning as a compliance officer with at least two years of management...
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