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Securities Tax Senior Manager
Deloitte - New York, NY
understand national, state and local, and international tax structures and align the ... industry, our clients include full-service broker-dealers, retail and online brokerage...
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Compliance Officer / Chief Compliance Officer
Financial Services - New York, NY
International Brokerage & Trading Firm is seeking a Compliance Officer to oversee their ... * Experience with other aspects of Broker/Dealer compliance helpful...
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Attorney
Law Firm - New York, NY
experience in investment management, broker-dealer regulations, FINRA compliance and ... your resume and transcript to Lori Marks. 3.International law firm is looking for a mid...
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Life Actuarial Manager
PwC - New York, NY
mortgage originators. - Nine of the top 50 broker-dealers. We are also the thought ... LLP (www.pwc.com/us) is the firm for you. PricewaterhouseCoopers LLP (PwC...
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Regional Sales Representative (2149)
Oppenheimer Funds - New York, NY
discuss financial markets (domestic and international) and portfolio ... sales trends within participating broker/dealer firms and among individual...
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Regulatory Junior Attorney
Michael Page International - New York, NY
are looking for 2-4 years of general broker-dealer legal/regulatory/compliance experience, preferably in an investment bank or law firm Legal degree from US accredited law school...
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Investment Advisor Representative, Hedge Fund Sales, Registered Representative
Fitzadmin - Greenwich, CT +1 location
to long only strategies. The advisory firm (NovoDyn Advisors) is looking to expand ... with NovoDyn Advisors? affiliated broker/dealer. The broker/dealer clears through...
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Banking Tax Senior Manager
Deloitte - New York, NY
understand national, state and local, and international tax structures and align the ... industry, our clients include full-service broker-dealers, retail and online brokerage...
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Legal Counsel & Chief Compliance Officer
Compliance Search Group - New York, NY
Proprietary Trading Firm , Registered Broker Dealer - NYC LOCATION This is an excellent ... Officer. Our client is a registered Broker Dealer (PHLX OMX NASDAQ), who will...
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Regulatory Counsel
Michael Page International - New York, NY
Who we are looking for Required experience: 5-7 years of general broker-dealer legal/regulatory/compliance experience, preferably in an investment bank or law firm Legal degree...
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