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Legal Counsel & Chief Compliance Officer
Compliance Search Group - New York, NY
Securities Law, Litigation, and Employment & Labor law Compliance and Regulatory Experience is required. PLEASE CONTACT/EMAIL RESUMES TO Jack Kelly at:...
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Bank Regulatory Compliance / VP
Financial Services Company - New York, NY
nking, banking laws and regulations Demonstrated knowledge of mass information delivery systems such as SharePoint and Intralinks To apply please submit your resume to Jack Kelly...
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Compliance Monitoring and Testing - Wealth Management - new
Compliance Search Group - New York, NY
ure they are able to plan and conduct compliance reviews. Work with Compliance and Business colleagues to prepare for regulatory examinations. Please email resumes to Jack Kelly...
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Compliance Monitoring and Testing - Wealth Management - new
Investment Bank - New York, NY
nsure they are able to plan and conduct compliance reviews. Work with Compliance and Business colleagues to prepare for regulatory examinations. Please email resumes to Jack...
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Fixed Income Sales & Trading Desk Compliance VP - Inves
Compliance Search Group - New York, NY
on to having a strong familiarity with trade reporting rules. Review daily surveillance reports and provide close-outs on exceptions in a timely fashion. Please email Jack Kelly...
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Hedge Fund / Trading Compliance Officer
Compliance Search Group - New York, NY
standing of systems used by investment advisors; strong management and supervisory skills; and a proactive business-minded approach to the role. Please email resumes to Jack Kelly...
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OFAC Compliance Analyst
Compliance Search Group - New York, NY
Gifts system experience is a plus. Exposure to OFAC item processing required College degree is preferred. To apply please submit your resume to Jack Kelly - jkelly...
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Senior Global Banking Compliance Officer
Financial Services Firm - New York, NY
e efficiently and collaboratively across an organization; Occasional travel within the U.S. and foreign jurisdictions is required. To apply please submit your resume to Jack Kelly...
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Hedge Fund-of-Funds Compliance
Compliance Search Group - New York, NY
nce of the Compliance Program and relates activities on a continuing basis, taking appropriate steps to improve its effectiveness. To apply please submit your resume to Jack Kelly...
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Executive Director of Compliance - Head of Fair Lending
Compliance Search Group - New York, NY
ir Lending laws and regulations Minimum of 10 years experience as a manager Significant knowledge of mortgage/consumer banking regulations Please submit your resume to Jack...
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