Top 8 Mutual Funds Associate Jobs

Financial Planning Associate
Northwestern Mutual —Middleton, WI
- $52,000 - $57,000 a year
- Full-time
- Background check
- Customer service
- Office
- Health insurance
- Dental insurance
Quick Apply
Investment Associate
Northwestern Mutual —Dallas, TX
- $60,000 - $70,000 a year
- Full-time
- Background check
- Mid-level
- Office
- Health savings account
- Health insurance
Quick Apply
Investment Operations Associate
Northwestern Mutual —Chesterfield, MO
- $60,000 - $70,000 a year
- Full-time
- Background check
- Research
- Mid-level
- Paid holidays
- Health insurance
Quick Apply
12d
Investment Operations Associate
Northwestern Mutual Portland —San Diego, CA
- $65,000 - $75,000 a year
- Full-time
- Microsoft Excel
- Microsoft Outlook
- Mid-level
- Disability insurance
- Paid time off
Quick Apply
2d

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Financial Planning Associate

Northwestern Mutual -
Middleton, WI

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Job Details

Full-time
$52,000 - $57,000 a year

Benefits

Health insurance
Dental insurance
401(k)
Paid time off
Vision insurance
401(k) matching
Professional development assistance
Flexible schedule
Life insurance
Referral program
Retirement plan

Qualifications

Customer communication
Financial sales
Customer relationship building
Customer service
Finance
Analysis skills
Bachelor's degree
Securities Industry Essentials
Customer relationship management
Life & Health Insurance License
Experience practicing in the securities industry
Business

Full Job Description

Come join an incredible team of individuals dedicated to advancing the success of new and experienced financial advisors. This role provides all aspects of sales support to Financial Advisors to ensure that their focus remains on helping their clients.

We have a comprehensive training program to help you obtain all necessary licenses and learn all aspects of the business.

Specific responsibilities include:

Planning and Service Support

Conduct weekly one-on-one meetings with Financial Advisors.

Prepare financial plans for Financial Advisors

Complete meeting prep work for client meetings which includes gathering/creating all materials needed for the approach, close, delivery and client review.

Manage underwriting process which includes:

o Pre-filling applications with client data

o Checking applications for completeness and accuracy

o Submitting applications

o Scheduling requirements and medical exams with clients

Open investment accounts and process investment service requests such as funds disbursements, account transfers and trade correction requests.

Process client requests such as name and address changes, beneficiary changes, changes to banking information

Participate in team meetings.

Prepare and manage client communications and maintain compliant electronic client files.

Other projects as assigned by Team Lead.

Qualifications:

Bachelor’s degree in business, finance and/or equivalent work experience.
Commitment to professional development (e.g. licensing, registration, designations)
Health and Life licensed or obtain licensing within 60 days of employment. (study materials provided)
Obtain Investment Licensing (SIE, Series 6, Series 63) within one year. (study materials provided)
Strong customer relationship and customer service skills.
Strong analytical, problem solving, written and verbal communication skills, with the ability to
Work well on a team.
Strong in follow through, fact finding and multitasking.
Strong attention to detail, accuracy, and reliability with the ability to thrive in a fast-paced environment.

Job Type: Full-time

Pay: $52,000.00 - $57,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible schedule
Health insurance
Life insurance
Paid time off
Professional development assistance
Referral program
Retirement plan
Vision insurance

License/Certification:

FINRA License (SIE, 6, 7, etc.) (Preferred)

Ability to Commute:

Middleton, WI 53562 (Required)

Work Location: In person

Quick Apply

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Mutual Funds Associate jobs

Financial Planning Associate

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Investment Operations Associate

Investment Operations Associate

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