Top 2474 Program Analysis Officer Jobs

Senior Compliance Officer
Concorde Investment Services —Boca Raton, FL
- $105,000 - $120,000 a year
- Full-time
- Management
- Office
- Continuous improvement
- Health savings account
- Health insurance
Quick Apply
Program Officer, Lending
Local Initiatives Support Corporation —Kansas City, MO
- $79,683 - $99,604 a year
- 5 years
- Finance
- Master's degree
- Disability insurance
- Health insurance
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Chief Financial Officer
CLC Recruiting —Tillamook, OR
- $94,884 - $129,864 a year
- Full-time
- CPA
- No background check
- Office
- Paid holidays
- Disability insurance
Quick Apply
Senior Fiduciary Officer
First Mid —Peoria, IL
- $95,000 - $130,000 a year
- 5 years
- Office
- Finance
- Health savings account
- Employee stock purchase plan
Quick Apply
Mortgage Loan Officer (In Person)
New Century Bank —Manhattan, KS
- From $52,000 a year
- Full-time
- Background check
- Basic math
- Data analysis skills
- Health insurance
- Dental insurance
Quick Apply
Special Assets Officer
State Bank —St. Louis, MO
- Full-time
- Background check
- 5 years
- Writing skills
- Health insurance
- Dental insurance
Quick Apply
8d
SBA Business Development Officer - Northern Region
Citadel Federal Credit Union —Exton, PA
- Hybrid work
- 7 years
- Office
- Senior level
Treasury Management Officer IV or V
ANB Bank —Boulder, CO
- $101,516.48 - $172,997.81 a year
- Full-time
- Word processing
- 8 years
- Business development experience
- Profit sharing
- Health savings account
Police Officer-Lateral
CUYAHOGA METROPOLITAN HOUSING AUTHORITY —Cleveland, OH
- $66,352.00 - $76,689.60 a year
- 12 hour shift
- Background check
- Mid-level
- High school diploma or GED
- Wellness program
- Health insurance
Quick Apply
Chief Financial Officer
Vessey & Company —Holtville, CA
- $100,000 - $200,000 a year
- Full-time
- CPA
- Office
- Finance
- Paid holidays
- Relocation assistance
Quick Apply
2d
Banking Officer Trainee
ANB Bank —Buffalo, WY
- $54,808 - $80,490 a year
- Full-time
- Office
- Finance
- Project management
- Profit sharing
- Health savings account
Professional/Executive Business Development Officer - New Braunfels
Moody Bank —New Braunfels, TX
- Full-time
- Microsoft Word
- Background check
- Microsoft Excel
- Health insurance
- Dental insurance
Quick Apply
Safety Officer
SILICON VALLEY MECHANICAL —Sparks, NV
- $95,000 - $125,000 a year
- Full-time
- Background check
- Microsoft Excel
- Microsoft Outlook
- Paid parental leave
- Paid holidays
Quick Apply
14d
Senior Loan Officer
The Housing Partnership Network —Boston, MA
- $100,000 - $115,000 a year
- Full-time
- Mid-level
- Travel
- 2 years
- Health savings account
- Paid holidays
Quick Apply
Chief Strategy & Innovation Officer
Central Catholic High School —Lawrence, MA
- $118,000 - $125,000 a year
- Email
- Background check
- High school
- Ability to walk for extended periods
- Disability insurance
- Health insurance
Quick Apply
7d
Chief Development Officer
Austin Habitat for Humanity —Austin, TX
- $125,000 - $150,000 a year
- Weekends as needed
- 5 years
- Office
- Ability to climb stairs
- Paid holidays
- Disability insurance
Quick Apply
Customs and Border Protection Officer - Experienced
Customs and Border Protection —Calexico, CA
- $63,431 - $127,464 a year
- Online Application
- Mid-level
- Master's degree
- Military encouraged
- Dental insurance
- 401(k)
Mortgage Loan Officer
Affinity Plus Federal Credit Union —Bemidji, MN
- $22.30 - $27.90 an hour
- Full-time
- Background check
- Customer service
- Computer literacy
- Wellness program
- Health insurance
Quick Apply
Targeting Officer
Consulting Services Group —McLean, VA
- $140,000 - $185,000 a year
- Full-time
- 5 years
- Analysis skills
- Bachelor's degree
- Paid holidays
- Disability insurance
Quick Apply
Customs and Border Protection Officer - Experienced
Customs and Border Protection —Eastport, ME
- $63,431 - $127,464 a year
- Online Application
- Mid-level
- Master's degree
- Military encouraged
- Dental insurance
- 401(k)

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Senior Compliance Officer

Concorde Investment Services -
Boca Raton, FL

Quick Apply

Job Details

Full-time
$105,000 - $120,000 a year

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Vision insurance
401(k) matching
Professional development assistance
Flexible schedule
Life insurance

Qualifications

Securities & Exchange Commission
Series 7
Team development
Continuous improvement
Series 24
Alternative dispute resolution
Financial services
Training & development
Series 63

Full Job Description

About Us

Concorde Holdings, Inc. is an innovative and rapidly expanding financial services firm specializing in broker-dealer, registered investment advisor (RIA), and insurance agency solutions. We pride ourselves on delivering exceptional investment, advisory, and insurance services to both financial professionals and clients. As we continue to scale, we are looking for a detailed and hands-on Senior Compliance Officer.

Role Summary

The Senior Compliance Officer supports the firm’s compliance program across its broker‑dealer, investment adviser, and insurance operations. This role is responsible for regulatory responses, customer complaint oversight, dispute and arbitration support, licensing and registrations, compliance training, continuing education programs, and other compliance support as needed. The Senior Compliance Officer assists the CCO with the firm’s compliance initiatives and leads key operational components of the firm's compliance infrastructure.

Key Responsibilities

Regulatory Inquiries, Exams & Responses

Assist the CCO with SEC and FINRA examinations, including document production, coordination, and drafting portions of exam responses.
Other regulatory inquiries, including state securities regulators, state insurance departments, FINRA matters unrelated to full firm examinations, and other ad‑hoc inquiries.
Prepare written responses, remediation steps, and required follow‑up.

Customer Complaints, Incidents & 4530 Reporting

Investigate and respond to customer complaints, coordinating with senior leadership and legal when appropriate.
Administer the Rule 4530 program, including event analysis, immediate (a)/(b) reporting, and quarterly (d) statistical filings, consistent with your complaint decision framework.

Arbitration, Disputes & Disclosure Filings

Support arbitration matters, including information gathering, response drafting, and coordination with outside counsel.
Oversee Form U4 and U5 amendments, ensuring accuracy and timeliness (30‑day reporting windows) in alignment with internal WSPs.

Licensing, Registration & Onboarding Controls

Manage firm and associated‑person licensing and registrations.
Oversee registration workflows, branch filings, OBA updates, and CE tracking requirements.

Compliance Training & Continuing Education (CE)

Conduct annual needs analysis, risk‑based topic selection, and course design.
Administer platform logistics, track completion, and document CE evidence.
Oversee state-required IAR CE course assignments, completions, and renewal readiness.
Maintain documentation for audits and ensure state filings are timely.
Track and ensure completion of S101/S201/S901 and any regulatory element updates required by FINRA.
Maintain evidence records in compliance systems and incorporate CE status into onboarding, heightened supervision, and field supervision processes.

Regulator & Internal Stakeholder Interaction

Serve as a key point of contact for regulator communications (outside of formal exams).
Provide compliance guidance to internal departments and field partners.

Leadership & Team Development

Manage, train, and mentor other members on the compliance team; set priorities, develop workflows, and oversee quality of work.
Promote documentation standards, continuous improvement, and service excellence.

Job Type: Full-time

Pay: $105,000.00 - $120,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible schedule
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Professional development assistance
Vision insurance

Application Question(s):

Do you have at least 5 years of experience in the financial services industry (preferably in a compliance role)?
Do you currently have the following license criteria? Series 7, Series 63, and Series 65 or Series 66 and Series 24.

Work Location: In person

Quick Apply

Refine Your Search

Program Analysis Officer jobs

Senior Compliance Officer

Program Officer, Lending

Chief Financial Officer

Senior Fiduciary Officer

Mortgage Loan Officer (In Person)

Special Assets Officer

SBA Business Development Officer - Northern Region

Treasury Management Officer IV or V

Police Officer-Lateral

Chief Financial Officer

Banking Officer Trainee

Professional/Executive Business Development Officer - New Braunfels

Safety Officer

Senior Loan Officer

Chief Strategy & Innovation Officer

Chief Development Officer

Customs and Border Protection Officer - Experienced

Mortgage Loan Officer

Targeting Officer

Customs and Border Protection Officer - Experienced

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