Top 30864 Program Security Officer Jobs

Senior Compliance Officer
Concorde Investment Services —Boca Raton, FL
- $105,000 - $120,000 a year
- Full-time
- Management
- Office
- Continuous improvement
- Health savings account
- Health insurance
Quick Apply
Licensed Nursing Home Administrator (LNHA)
Grandview Health Care Center —Dayton, IA
- Full-time
- Skilled nursing facility
- Nursing home
- HIPAA
- Disability insurance
- Health insurance
Quick Apply
Corrections Officer
Kansas Department of Corrections —Ellsworth, KS
- $48,963.20 a year
- Full-time
- 18 years or older
- CPR Certification
- Military
- Paid training
- Paid jury duty
6d
Assistant Chief Nursing Officer
Helena East of Cascadia LLC —Helena, MT
- $45 - $55 an hour
- Full-time
- CPR Certification
- Nursing
- Skilled nursing facility
Quick Apply
ACT 235 Certified Armed Security Officer
St. Moritz Security Services —Stroudsburg, PA
- $21 an hour
- Full-time
- Customer service
- Mid-level
Quick Apply
9d
Armed Security Officer
Advanced Security, Inc. —Salem, OR
- From $21 an hour
- Full-time
- Mid-level
- High school diploma or GED
- Driver's License
- Health insurance
- Paid time off
Quick Apply
Corrections Officer
Kansas Department of Corrections —Norton, KS
- $48,963.20 a year
- Full-time
- 18 years or older
- CPR Certification
- Military
- Paid training
- Paid jury duty
6d
Director
Legislative Council Service —Santa Fe, NM
- $122,558 - $236,479 a year
- Weekends as needed
- Doctoral degree
- 5 years
- Computer literacy
- Health savings account
- Health insurance
Quick Apply
14d
Dean of Students Grades 9-12
GEO Next Generation Academy-Indianapolis —Baton Rouge, LA
- Full-time
- School experience
- High school
- In-person
Quick Apply
JTAC Instructor/Evaluator (JTAC-I/E) and JICO Subject Matter Experts, Camp Lejeune, NC (7 Openings)
Vector Solutions —Camp Lejeune, NC
- $100,000 - $140,000 a year
- Weekends as needed
- Classroom
- Writing skills
- Team management
- Profit sharing
- AD&D insurance
Quick Apply
12d
Special Assets and Lending Workout Officer
ConnectOne Bank —Englewood Cliffs, NJ
- $110,000 - $125,000 a year
- Full-time
- Hybrid work
- Analysis skills
- Conflict management
- Organizational skills
- Health insurance
- Dental insurance
Transportation Security Officer
TD Synnex - FCN for Deloitte Federal/TSA —South Burlington, VT
- From $24.80 an hour
- Part-time
- Heavy lifting
- Customer service
- High school diploma or GED
- Paid training
- Health insurance
7d
Bilingual Security Officer (English and Spanish)
South Florida Security Group —Miami, FL
- From $16 an hour
- Part-time
- Background check
- 18 years or older
- Spanish
- Health insurance
- Paid time off
Quick Apply
Customs and Border Protection Officer - Entry Level
Customs and Border Protection —Houlton, ME
- $41,863 - $112,415 a year
- Online Application
- Military
- Bachelor's degree
- Military encouraged
- Dental insurance
- 401(k)
Customs and Border Protection Officer - Entry Level
Customs and Border Protection —San Ysidro, CA
- $41,863 - $112,415 a year
- Online Application
- Military
- Bachelor's degree
- Military encouraged
- Dental insurance
- 401(k)
Customs and Border Protection Officer - Entry Level
Customs and Border Protection —Grand Portage, MN
- $41,863 - $112,415 a year
- Online Application
- Military
- Bachelor's degree
- Military encouraged
- Dental insurance
- 401(k)
Educational Support Specialist
YOUTH FOR TOMORROW NEW LIFE CENTER INC —Bristow, VA
- $24 - $30 an hour
- Full-time
- Classroom
- Experience working with individuals with disabilities
- Residential
- Paid holidays
- Disability insurance
Security Officer
Nighthawk Security Company LLC —Henderson, KY
- Up to $17.25 an hour
- Part-time
- Background check
- 18 years or older
- CPR Certification
- Paid training
- Paid holidays
Quick Apply
Dentist
Naphcare, Inc. —San Luis, AZ
- $81 - $90 an hour
- Full-time
- Doctoral degree
- BLS Certification
- Pass drug screening
- Paid holidays
- Health insurance
Health System Privacy Officer
University of Missouri Health Care —Columbia, MO
- $145,808 - $237,848 a year
- Full-time
- 7 years
- Writing skills
- HIPAA
- Paid holidays
- Health insurance

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Senior Compliance Officer

Concorde Investment Services -
Boca Raton, FL

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Job Details

Full-time
$105,000 - $120,000 a year

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Vision insurance
401(k) matching
Professional development assistance
Flexible schedule
Life insurance

Qualifications

Securities & Exchange Commission
Series 7
Team development
Continuous improvement
Series 24
Alternative dispute resolution
Financial services
Training & development
Series 63

Full Job Description

About Us

Concorde Holdings, Inc. is an innovative and rapidly expanding financial services firm specializing in broker-dealer, registered investment advisor (RIA), and insurance agency solutions. We pride ourselves on delivering exceptional investment, advisory, and insurance services to both financial professionals and clients. As we continue to scale, we are looking for a detailed and hands-on Senior Compliance Officer.

Role Summary

The Senior Compliance Officer supports the firm’s compliance program across its broker‑dealer, investment adviser, and insurance operations. This role is responsible for regulatory responses, customer complaint oversight, dispute and arbitration support, licensing and registrations, compliance training, continuing education programs, and other compliance support as needed. The Senior Compliance Officer assists the CCO with the firm’s compliance initiatives and leads key operational components of the firm's compliance infrastructure.

Key Responsibilities

Regulatory Inquiries, Exams & Responses

Assist the CCO with SEC and FINRA examinations, including document production, coordination, and drafting portions of exam responses.
Other regulatory inquiries, including state securities regulators, state insurance departments, FINRA matters unrelated to full firm examinations, and other ad‑hoc inquiries.
Prepare written responses, remediation steps, and required follow‑up.

Customer Complaints, Incidents & 4530 Reporting

Investigate and respond to customer complaints, coordinating with senior leadership and legal when appropriate.
Administer the Rule 4530 program, including event analysis, immediate (a)/(b) reporting, and quarterly (d) statistical filings, consistent with your complaint decision framework.

Arbitration, Disputes & Disclosure Filings

Support arbitration matters, including information gathering, response drafting, and coordination with outside counsel.
Oversee Form U4 and U5 amendments, ensuring accuracy and timeliness (30‑day reporting windows) in alignment with internal WSPs.

Licensing, Registration & Onboarding Controls

Manage firm and associated‑person licensing and registrations.
Oversee registration workflows, branch filings, OBA updates, and CE tracking requirements.

Compliance Training & Continuing Education (CE)

Conduct annual needs analysis, risk‑based topic selection, and course design.
Administer platform logistics, track completion, and document CE evidence.
Oversee state-required IAR CE course assignments, completions, and renewal readiness.
Maintain documentation for audits and ensure state filings are timely.
Track and ensure completion of S101/S201/S901 and any regulatory element updates required by FINRA.
Maintain evidence records in compliance systems and incorporate CE status into onboarding, heightened supervision, and field supervision processes.

Regulator & Internal Stakeholder Interaction

Serve as a key point of contact for regulator communications (outside of formal exams).
Provide compliance guidance to internal departments and field partners.

Leadership & Team Development

Manage, train, and mentor other members on the compliance team; set priorities, develop workflows, and oversee quality of work.
Promote documentation standards, continuous improvement, and service excellence.

Job Type: Full-time

Pay: $105,000.00 - $120,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible schedule
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Professional development assistance
Vision insurance

Application Question(s):

Do you have at least 5 years of experience in the financial services industry (preferably in a compliance role)?
Do you currently have the following license criteria? Series 7, Series 63, and Series 65 or Series 66 and Series 24.

Work Location: In person

Quick Apply

Refine Your Search

Program Security Officer jobs

Senior Compliance Officer

Licensed Nursing Home Administrator (LNHA)

Corrections Officer

Assistant Chief Nursing Officer

ACT 235 Certified Armed Security Officer

Armed Security Officer

Corrections Officer

Director

Dean of Students Grades 9-12

JTAC Instructor/Evaluator (JTAC-I/E) and JICO Subject Matter Experts, Camp Lejeune, NC (7 Openings)

Special Assets and Lending Workout Officer

Transportation Security Officer

Bilingual Security Officer (English and Spanish)

Customs and Border Protection Officer - Entry Level

Customs and Border Protection Officer - Entry Level

Customs and Border Protection Officer - Entry Level

Educational Support Specialist

Security Officer

Dentist

Health System Privacy Officer

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