Top 31997 Program Security Officer Jobs

Senior Compliance Officer
Concorde Investment Services —Boca Raton, FL
- $105,000 - $120,000 a year
- Full-time
- Management
- Office
- Continuous improvement
- Health savings account
- Health insurance
Quick Apply
Information Systems Security Manager (ISSM)/Alternate Facility Security Officer (AFSO)
VERUS RESEARCH LLC —Albuquerque, NM
- $158,000 a year
- 8 hour shift
- 5 years
- Windows
- Bachelor's degree
- Relocation assistance
- Health insurance
Quick Apply
7d
Health Information Specialist & HIPAA Privacy Officer
Hometown Health Centers —Schenectady, NY
- $68,000 - $78,000 a year
- Full-time
- Background check
- HIPAA
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
Contracts Manager
Ethic Tech, LLC —Huntsville, AL
- Extended hours
- 5 years
- Office
- High school diploma or GED
Quick Apply
8d
Dentist
Naphcare, Inc. —San Luis, AZ
- $81 - $90 an hour
- Full-time
- Doctoral degree
- BLS Certification
- Pass drug screening
- Paid holidays
- Health insurance
Director
Legislative Council Service —Santa Fe, NM
- $122,558 - $236,479 a year
- Weekends as needed
- Doctoral degree
- 5 years
- Computer literacy
- Health savings account
- Health insurance
Quick Apply
Correctional Captain - Maine State Prison, Warren.
State of Maine —Warren, ME
- $58,489.60 - $80,204.80 a year
- Online Application
- Word processing
- Computer literacy
- Senior level
- Paid parental leave
- Paid holidays
9d
Transportation Security Officer
TD Synnex - FCN for Deloitte Federal/TSA —South Burlington, VT
- From $24.80 an hour
- Part-time
- Heavy lifting
- Customer service
- High school diploma or GED
- Paid training
- Health insurance
9d
Deputy Fire Chief
City of Gonzales —Gonzales, CA
- $7,993.66 - $10,878.27 a month
- Full-time
- Background check
- Management
- Word processing
- Disability insurance
- Health insurance
Quick Apply
8d
Director of Nursing (DON/RN)
Naphcare, Inc. —Rawlins, WY
- Full-time
- CPR Certification
- Nursing
- RN License
- Paid holidays
- Health insurance
Corrections Officer
Kansas Department of Corrections —Larned, KS
- $48,963.20 a year
- Full-time
- Classroom
- 18 years or older
- CPR Certification
- Paid training
- Paid jury duty
7d
Nuclear Medicine/PET/CT Technologist - Sharp Grossmont Hospital - Part-Time (0.5) - $5,000 Sign-On Bonus + $2,500 Relocation
SHARP HEALTHCARE —La Mesa, CA
- 8 hour shift
- Acute care
- Hospital
- BLS Certification
- Referral program
Physician - Family Practice
Gardner Health Services —San Jose, CA
- $122.55 an hour
- Full-time
- Spanish
- CPR Certification
- Medicine
- Profit sharing
- Paid holidays
Quick Apply
MESF Force Development Subject Matter Expert
Vectrona, LLC —Imperial Beach, CA
- $118,000 - $145,000 a year
- Full-time
- Background check
- Master's degree
- 8 years
- Health insurance
- Dental insurance
Quick Apply
4d
CDOC Physician
State of Colorado —Colorado
- $15,028 - $21,041 a month
- Online Application
- Clean driving record
- Medicine
- Management
- Wellness program
- Paid holidays
Sr. Applications Support Engineer
Cardone Enterprises Inc —Aventura, FL
- $120,000 - $145,000 a year
- Email
- Spanish
- Google Workspace
- HIPAA
- Paid holidays
- Health insurance
Quick Apply
9d
Licensed Nursing Home Administrator (LNHA)
Grandview Health Care Center —Dayton, IA
- Full-time
- Skilled nursing facility
- Nursing home
- HIPAA
- Disability insurance
- Health insurance
Quick Apply
IoT Engineering Leader
A.O. Smith —Milwaukee, WI
- Full-time
- Hybrid work
- Computer Science
- Engineering
- Residential
- Disability insurance
- Health insurance
Quick Apply
Special Assets and Lending Workout Officer
ConnectOne Bank —Englewood Cliffs, NJ
- $110,000 - $125,000 a year
- Full-time
- Hybrid work
- Analysis skills
- Conflict management
- Organizational skills
- Health insurance
- Dental insurance
Transportation Security Officer
Deloitte Federal/TSA —Billings, MT
- From $21.23 an hour
- Part-time
- Background check
- US work authorization
- In-person
- Paid training
- Health insurance
4d

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Senior Compliance Officer

Concorde Investment Services -
Boca Raton, FL

Quick Apply

Job Details

Full-time
$105,000 - $120,000 a year

Benefits

Health savings account
Health insurance
Dental insurance
401(k)
Flexible spending account
Paid time off
Vision insurance
401(k) matching
Professional development assistance
Flexible schedule
Life insurance

Qualifications

Securities & Exchange Commission
Series 7
Team development
Continuous improvement
Series 24
Alternative dispute resolution
Financial services
Training & development
Series 63

Full Job Description

About Us

Concorde Holdings, Inc. is an innovative and rapidly expanding financial services firm specializing in broker-dealer, registered investment advisor (RIA), and insurance agency solutions. We pride ourselves on delivering exceptional investment, advisory, and insurance services to both financial professionals and clients. As we continue to scale, we are looking for a detailed and hands-on Senior Compliance Officer.

Role Summary

The Senior Compliance Officer supports the firm’s compliance program across its broker‑dealer, investment adviser, and insurance operations. This role is responsible for regulatory responses, customer complaint oversight, dispute and arbitration support, licensing and registrations, compliance training, continuing education programs, and other compliance support as needed. The Senior Compliance Officer assists the CCO with the firm’s compliance initiatives and leads key operational components of the firm's compliance infrastructure.

Key Responsibilities

Regulatory Inquiries, Exams & Responses

Assist the CCO with SEC and FINRA examinations, including document production, coordination, and drafting portions of exam responses.
Other regulatory inquiries, including state securities regulators, state insurance departments, FINRA matters unrelated to full firm examinations, and other ad‑hoc inquiries.
Prepare written responses, remediation steps, and required follow‑up.

Customer Complaints, Incidents & 4530 Reporting

Investigate and respond to customer complaints, coordinating with senior leadership and legal when appropriate.
Administer the Rule 4530 program, including event analysis, immediate (a)/(b) reporting, and quarterly (d) statistical filings, consistent with your complaint decision framework.

Arbitration, Disputes & Disclosure Filings

Support arbitration matters, including information gathering, response drafting, and coordination with outside counsel.
Oversee Form U4 and U5 amendments, ensuring accuracy and timeliness (30‑day reporting windows) in alignment with internal WSPs.

Licensing, Registration & Onboarding Controls

Manage firm and associated‑person licensing and registrations.
Oversee registration workflows, branch filings, OBA updates, and CE tracking requirements.

Compliance Training & Continuing Education (CE)

Conduct annual needs analysis, risk‑based topic selection, and course design.
Administer platform logistics, track completion, and document CE evidence.
Oversee state-required IAR CE course assignments, completions, and renewal readiness.
Maintain documentation for audits and ensure state filings are timely.
Track and ensure completion of S101/S201/S901 and any regulatory element updates required by FINRA.
Maintain evidence records in compliance systems and incorporate CE status into onboarding, heightened supervision, and field supervision processes.

Regulator & Internal Stakeholder Interaction

Serve as a key point of contact for regulator communications (outside of formal exams).
Provide compliance guidance to internal departments and field partners.

Leadership & Team Development

Manage, train, and mentor other members on the compliance team; set priorities, develop workflows, and oversee quality of work.
Promote documentation standards, continuous improvement, and service excellence.

Job Type: Full-time

Pay: $105,000.00 - $120,000.00 per year

Benefits:

401(k)
401(k) matching
Dental insurance
Flexible schedule
Flexible spending account
Health insurance
Health savings account
Life insurance
Paid time off
Professional development assistance
Vision insurance

Application Question(s):

Do you have at least 5 years of experience in the financial services industry (preferably in a compliance role)?
Do you currently have the following license criteria? Series 7, Series 63, and Series 65 or Series 66 and Series 24.

Work Location: In person

Quick Apply

Refine Your Search

Program Security Officer jobs

Senior Compliance Officer

Information Systems Security Manager (ISSM)/Alternate Facility Security Officer (AFSO)

Health Information Specialist & HIPAA Privacy Officer

Contracts Manager

Dentist

Director

Correctional Captain - Maine State Prison, Warren.

Transportation Security Officer

Deputy Fire Chief

Director of Nursing (DON/RN)

Corrections Officer

Nuclear Medicine/PET/CT Technologist - Sharp Grossmont Hospital - Part-Time (0.5) - $5,000 Sign-On Bonus + $2,500 Relocation

Physician - Family Practice

MESF Force Development Subject Matter Expert

CDOC Physician

Sr. Applications Support Engineer

Licensed Nursing Home Administrator (LNHA)

IoT Engineering Leader

Special Assets and Lending Workout Officer

Transportation Security Officer

I want to receive the latest job alert for Program Security Officer

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