Top 16555 Regulatory Reporting Associate Jobs

Regulatory Reporting Associate
Nomura —New York, NY
- $95,000 - $115,000 a year
- Microsoft Excel
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- Office
- Paid time off
- Parental leave
Controllers – Dallas - Associate, Regulatory Reporting – Portfolio Level - 9005250
Goldman Sachs —Dallas, TX
- Mid-level
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- Finance
- Disability insurance
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Associate, Regulatory Reporting and Permitting
Pattern Energy Group LP —Houston, TX
- $90,000 - $122,000 a year
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- Disability insurance
Registered Nurse (RN)
Center for Human Services —Sedalia, MO
- $29.87 an hour
- Full-time
- CPR Certification
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Hims & Hers —New Albany, OH
- $63 - $72 an hour
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QCM/SSHO ( Qualitiy Control Manager and Site Safety Health Officer)
BryMak & Associates —Groton, CT
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Compassion Services —Chico, CA
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Medical Lab Tech - Evenings
Moberly Regional Medical Center —Moberly, MO
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Senior Geophysical Lead
Continental Shelf Associates Inc —Stuart, FL
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Saratoga Schenectady Gastroenterology Associates —Burnt Hills, NY
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SAFETY AFFAIRS SPECIALIST
Moses Lake Industries —Moses Lake, WA
- $28.85 - $38.46 an hour
- Full-time
- English
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Medical Technologist OR Medical Lab Technician
East Georgia Regional Medical Center —Statesboro, GA
- Full-time
- Trade school
- Acute care experience
- In-person
- Health insurance
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Associate Attorney
Aegis Security Insurance Company —Phoenix, AZ
- $125,000 - $175,000 a year
- Full-time
- Background check
- Writing skills
- Mid-level
- Health savings account
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Quick Apply
Underwriter/Senior Underwriter
CIS Trust —Wilsonville, OR
- $100,092 - $137,311 a year
- Online Application
- Hybrid work
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- 5 years
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11d
Finance Manager
Joseph Engineering —Santa Maria, CA
- $110,000 - $150,000 a year
- Full-time
- Spanish
- CPA
- Surgery
- Health insurance
- 401(k)
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Physical Therapist Assistant (Licensed)
Fyzical Therapy and Balance Center - Hagerstown, MD/Waynesboro, PA —Hagerstown, MD
- $25.00 - $31.33 an hour
- Part-time
- Bilingual
- CPR Certification
- No background check
- Health insurance
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Assistant Counsel - Litigation
TKC Holdings —St. Louis, MO
- Full-time
- Hybrid work
- Mid-level
- 3 years
- Military encouraged
- AD&D insurance
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Continuous Improvement Lean Specialist
Rochling Medical Rochester —Rochester, NY
- $80,000 - $110,000 a year
- Full-time
- Background check
- 5 years
- Engineering
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Sr. Tax Associate
Pyrotek —Spokane, WA
- $91,500 - $123,500 a year
- Full-time
- Hybrid work
- CPA
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- 3 years
Quick Apply
Licensing & Contracting Specialist
MarketShare Financial —Carmel, IN
- From $65,000 a year
- Full-time
- Hybrid work
- Background check
- Mid-level
- 3 years
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Regulatory Reporting Associate

Nomura -
New York, NY

Apply Now

Job Details

$95,000 - $115,000 a year

Benefits

RSU
Paid time off
Parental leave

Qualifications

Microsoft Excel
Bachelor's degree
Productivity software

Full Job Description

Job Code: 13055

Country: US

City: New York

Skill Category: Operations

Description:

Corporate Title: Associate

Department: Operations

Location: New York

The pay range for this position at commencement of employment is expected to be between $95K and $115K/year* .

Company overview

Nomura is a global financial services group with an integrated network spanning over 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Wholesale (Global Markets and Investment Banking), and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.

Aon’s Benefit Index®, Nomura’s benefits rank #1 amongst our competitors

Department overview:

The Operations Control Quality Assurance Team is part of the Operations Control Group responsible for FED 2004 Primary Dealer Reporting and Operations related FOCUS Reporting.

Overview:

This position will be part of our Operations Control Quality Assurance (QA) Team reporting into the Operations Control Group. The team is responsible for FED 2004 Primary Dealer Reporting, Operations Balance Sheet Account Attestation Reporting, Operations MIS Analysis, Operations related FOCUS Reporting (15c3-1 & 15c3-3). Team members will be exposed to a variety of responsibilities. Flexibility and the ability to multi-task are essential. This is an excellent opportunity for an individual who is looking for hands-on experience within a professional, corporate culture. This position will report to the QA Manager and will primarily support the U.S. Operations business.

Responsibilities:

Support the FED 2004 Primary Dealer Reporting process including the Daily, Weekly and Monthly FR2004 Primary Government Securities Dealers Reports.
Work with the various Middle Office and Shared Services Operations teams to provide commentary and analysis on the U.S Operations Weekly MIS decks.
Coordinate with Finance to analyze the monthly 15c3-1 FOCUS filing and weekly 15c3-3 Customer Reserve Computation to ensure all Operations data is accurate and all balances are explained appropriately.
Prepare the monthly Operations Balance Sheet Account Attestation Reports and analyze the results to ensure all accounts are assigned appropriately, attested to accurately and timely with appropriate supporting documentation.

Skills, experience, qualifications and knowledge required:

BA in Accounting or Finance or related field
4+ years of related experience, preferably in the finance or accounting industry
Proficient in Microsoft Office including MS Word, Excel and PowerPoint
Experience in FED or other types of regulatory reporting a plus
Strong communication skills, both written and verbal.
Strong problem-solving and analytical skills.
Team player, able to work well with all levels of the firm, as well as with outside professionals

Nomura Leadership Behaviors

Explore Insights & Vision

Identify the underlying causes of problems faced by you or your team and define a clear vision and direction for the future.

Making Strategic Decisions

Evaluate all the options for resolving the problems and effectively prioritize actions or recommendations.

Inspire Entrepreneurship in People

Inspire team members through effective communication of ideas and motivate them to actively enhance productivity.

Elevate Organizational Capability

Engage proactively in professional development and enhance team productivity through the promotion of knowledge sharing.

Inclusion

Foster a culture of inclusion and psychological safety in the workplace and cultivate a "Risk Culture" (Challenge, Escalate and Respect).

base pay offered may vary depending on multiple individualized factors, including market location, corporate and functional title and duties, job-related knowledge and advanced degrees, skills, and experience. The total compensation package for this position may also include other elements, including a sign-on bonus, restricted stock units, and discretionary awards in addition to a full range of medical, financial, and/or other benefits (including 401(k) eligibility and various paid time off benefits, such as vacation, sick time, and parental leave), dependent on the position offered. Details of participation in these benefit plans will be provided if an employee receives an offer of employment.

If hired, employee will be in an “at-will position” and the Company reserves the right to modify base salary (as well as any other discretionary payment or compensation program) at any time, including for reasons related to individual performance, Company or individual department/team performance, and market factors”.

Nomura is an Equal Opportunity Employer

Nearest Major Market: Manhattan
Nearest Secondary Market: New York City

Apply Now

Refine Your Search

Regulatory Reporting Associate jobs

Regulatory Reporting Associate

Controllers – Dallas - Associate, Regulatory Reporting – Portfolio Level - 9005250

Associate, Regulatory Reporting and Permitting

Registered Nurse (RN)

Compounding Pharmacist

QCM/SSHO ( Qualitiy Control Manager and Site Safety Health Officer)

FT Licensed Mental Health Practitioner Chico, CA

Medical Lab Tech - Evenings

Senior Geophysical Lead

Medical Billing Manager

SAFETY AFFAIRS SPECIALIST

Medical Technologist OR Medical Lab Technician

Associate Attorney

Underwriter/Senior Underwriter

Finance Manager

Physical Therapist Assistant (Licensed)

Assistant Counsel - Litigation

Continuous Improvement Lean Specialist

Sr. Tax Associate

Licensing & Contracting Specialist

I want to receive the latest job alert for Regulatory Reporting Associate

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Corporate Title: Associate

Department: Operations

Location: New York

The pay range for this position at commencement of employment is expected to be between $95K and $115K/year* .

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