Top 884 Risk Management Associate Jobs

Associate, Portfolio Compliance, Legal, & Risk Management
NEON SOLUTIONS SERVICES LLC —Plano, TX
- Writing skills
- Analysis skills
- Bachelor's degree
Senior Associate, Cybersecurity Advisory & Risk Management
Meditology Services LLC —Atlanta, GA
- $95,000 - $110,000 a year
- Full-time
- Remote
- HIPAA
- Analysis skills
- Presentation skills
- Opportunities for advancement
Quick Apply
Electronic Trading Risk Management Associate
Morgan Stanley —New York, NY
- $100,000 - $140,000 a year
- Full-time
- Mid-level
- Office
- Finance
Associate Attorney
O'Dell Law Group, APC —San Juan Capistrano, CA
- $145,000 - $175,000 a year
- Full-time
- Hybrid work
- Writing skills
- US work authorization
- 1 year
- Health insurance
- Dental insurance
Quick Apply
Associate Attorney
O'Dell Law Group, APC —San Juan Capistrano, CA
- $145,000 - $175,000 a year
- Full-time
- Hybrid work
- Writing skills
- US work authorization
- 1 year
- Health insurance
- Dental insurance
Quick Apply
Lead Associate Principal, Quantitative Risk Management
Options Clearing Corporation —Chicago, IL
- $128,800 - $230,200 a year
- Full-time
- Hybrid work
- Computer Science
- 5 years
- Office
- Health insurance
- Dental insurance
Associate Actuary - Inforce Optimization
SCOR —Charlotte, NC
- $109,500 - $134,000 a year
- Hybrid work
- Computer literacy
- Bachelor of Science
- Research
- Paid holidays
- Disability insurance
Principal Associate, Risk Management - Hybrid
Capital One —Richmond, VA
- Email
- Military
- Office
- Continuous improvement
- Health insurance
SF Collateral Risk - Product Management - Lead Associate
Fannie Mae —Plano, TX
- $123,000 - $161,000 a year
- Full-time
- Office
- Analysis skills
- Bachelor's degree
Multifamily Underwriting Fraud Investigation - Lead Associate
Fannie Mae —Plano, TX
- $109,000 - $142,000 a year
- Full-time
- Office
- Analysis skills
- Bachelor's degree
MF Risk - Risk Analysis - Lead Associate
Fannie Mae —Washington, DC
- $123,000 - $161,000 a year
- Full-time
- Office
- Finance
- SQL
Associate Financial Advisor
Northwestern Mutual —Rochester, NY
- $45,000 - $55,000 a year
- Full-time
- Hybrid work
- Mid-level
- Opportunities for advancement
- Life insurance
Quick Apply
Mid-Level Risk Mitigation Specialist
Amentum —Quantico, VA
- $80,000 - $85,000 a year
- Full-time
- Writing skills
- Data analysis skills
- Mid-level
- Health insurance
- Dental insurance
Quick Apply
Senior Client Accounting and Advisory (CAAS) Associate
Stewart & Company, CPA's —Virginia Beach, VA
- $65,000 - $80,000 a year
- Full-time
- Microsoft Outlook
- CPA
- Mid-level
- Health savings account
- Health insurance
Quick Apply
Associate Recruiter
Pressed Cafe —Nashua, NH
- $55,000 - $65,000 a year
- Full-time
- Mid-level
- Office
- In-person
Quick Apply
2d
Industrial Associate Property Manager
Welcome Group Real Estate Services —Houston, TX
- Microsoft Excel
- Microsoft Outlook
- Customer service
- Paid time off
Relationship Associate - Digital Services
AFC —Carmel, IN
- Google Workspace
- 2 years
- Communication skills
- Paid parental leave
- Health savings account
6d
Operational Risk Management Department - Business Management Associate/AVP
Bank of China Limited, New York Branch —New York, NY
- $42,000 - $150,000 a year
- Full-time
- Microsoft Excel
- Mid-level
- Office
Alternatives Risk Management, Senior Associate
Morgan Stanley —New York, NY
- $110,000 - $130,000 a year
- Full-time
- Microsoft Word
- Mid-level
- Office
9d
Asset & Wealth Management - New York - Associate, Risk Governance – 9730155
Goldman Sachs —New York, NY
- $120,000 - $166,000 a year
- Mid-level
- Office
- Finance
- Disability insurance
- Health insurance

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Associate, Portfolio Compliance, Legal, & Risk Management

NEON SOLUTIONS SERVICES LLC
Plano, TX

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Job Details

Qualifications

Bachelor's degree

Full Job Description

This role operates as a shared services/enterprise function, supporting compliance investigations, ethics reporting, and risk management across all portfolio companies, subsidiaries, and affiliates held by the organization. The Associate for Portfolio Compliance, Legal & Risk Management is responsible for leading enterprise-wide compliance investigations, ethics reporting, and risk management analysis across a multi-state organization. This role exercises significant discretion and independent judgment on matters of organizational risk, regulatory exposure, employee conduct and family concerns. This position serves as a cross-functional partner to Legal, Human Resources, Quality, Operations and Executive Leadership, providing strategic insight, investigative findings, and risk trend analysis to support informed decision-making and risk mitigation.

Enterprise Shared Services Scope

Serves as a centralized shared services resource supporting the full enterprise and all affiliated operating companies.
Provides consistent investigation standards, reporting protocols, and risk trend analysis across multiple business units and legal entities
Ensures alignment to enterprise policies while accounting for state-by-state regulatory differences and business-specific operating needs.
Functions as a platform-level advisor to executive leadership across the portfolio

Compliance & Ethics Investigations (Enterprise)

Conduct investigations across multiple business units, subsidiaries, and portfolio entities to evaluate employee, family, and third-party complaints, including matters reported through EthicsPoint/Navex and other reporting channels.
Standardizes enterprise-wide investigation procedures, templates, and documentation controls across all operating entities
Creates repeatable compliance and risk playbooks that scale across the portfolio
Evaluate allegations involving policy violations, licensing concerns, safety incidents, misconduct, retaliation, and ethical breaches.
Determine investigative scope, methodology, and documentation standards, exercising independent judgment throughout the process.
Prepare written investigative summaries, findings, and recommendations for leadership and Legal review.
Ensure investigations are conducted consistently, objectively, and in accordance with enterprise standards, applicable state requirements, organizational policy, and regulatory expectations.

Risk Management & Trend Analysis (Enterprise)

Analyze investigation outcomes, incident reports, and complaint data to identify cross-company risk trends, systemic issues, and repeated exposures across the enterprise.
Develop enterprise dashboards and executive reporting for portfolio leadership.
Recommend corrective actions, process improvements, training initiatives, and policy enhancements based on identified trends.
Support insurance, claims, and loss-prevention efforts through investigation support, documentation, and root-cause analysis.

Legal & Regulatory Support (Shared Services)

Support enterprise legal and regulatory tracking across multiple entities, including licensing matters, regulatory inquiries, and documentation controls
Provide non-certified, paralegal-adjacent support to Legal, including document review, matter tracking, regulatory correspondence support, and file management.
Assist with licensing-related matters, audits, and regulatory inquiries as assigned.

Cross-Functional Collaboration

Partner with Quality, Operations, HR, and Leadership across the portfolio, driving consistent corrective action and escalation protocols.
Support quality teams in licensing-related investigations and incident follow-up.
Provide guidance on best practices related to documentation, reporting, and regulatory preparedness

Bachelor’s degree required; advanced degree or compliance-related training preferred.
Significant experience in compliance, investigations, risk management, quality, HR, or regulatory environments.
Experience working in multi-state, highly regulated childcare industry and significant experience with state licensing.
Demonstrated ability to handle sensitive and confidential matters with professionalism and discretion.
Strong analytical, writing, and executive-level communication skills.
Experience with EthicsPoint/Navex or similar ethics reporting systems preferred
Ability to collaborate cross-functionally

Apply Now

Refine Your Search

Risk Management Associate jobs

Associate, Portfolio Compliance, Legal, & Risk Management

Senior Associate, Cybersecurity Advisory & Risk Management

Electronic Trading Risk Management Associate

Associate Attorney

Associate Attorney

Lead Associate Principal, Quantitative Risk Management

Associate Actuary - Inforce Optimization

Principal Associate, Risk Management - Hybrid

SF Collateral Risk - Product Management - Lead Associate

Multifamily Underwriting Fraud Investigation - Lead Associate

MF Risk - Risk Analysis - Lead Associate

Associate Financial Advisor

Mid-Level Risk Mitigation Specialist

Senior Client Accounting and Advisory (CAAS) Associate

Associate Recruiter

Industrial Associate Property Manager

Relationship Associate - Digital Services

Operational Risk Management Department - Business Management Associate/AVP

Alternatives Risk Management, Senior Associate

Asset & Wealth Management - New York - Associate, Risk Governance – 9730155

I want to receive the latest job alert for Risk Management Associate

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