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Insurance - Senior Consultant (Risk Assessment)
Deloitte - New York, NY
in the marketplace and among stakeholders. Senior Consultant Responsibilities * ... * Prior experience performing Market Conduct exams and/or Branch Office Exams/Audits is a...
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Insurance - Senior Consultant (Compliance Generalist)
Deloitte - New York, NY
in the marketplace and among stakeholders. Senior Consultant Responsibilities Contribute ... * Prior experience performing Branch Office Exams/Audits is a plus...
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Financial Operations Examiner
Finra - New York, NY
Communicates findings and related issues to senior management of the members/ member ... nearly 4,600 brokerage firms, about 164,000 branch offices and approximately 632,000...
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Legal and Compliance Risk Examiner - Financial Institution Supervision
Federal Reserve Bank of New York - New York, NY
branches and agencies of foreign banks. The examiner is expected to understand and assess ... examiner will be expected to interact with senior executives at supervised firms, and...
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Legal and Compliance Risk Examiner - Financial Institution Supervision - new
Federal Reserve Bank - New York, NY
branches and agencies of foreign banks. The examiner is expected to understand and assess ... examiner will be expected to interact with senior executives at supervised firms, and...
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close [ x ]- Job Summary: Legal and Compliance Risk Examiner - Financial Institution Supervision at Federal Reserve Bank in New York, NY
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Financial Operations Examiner
Finra (financial Industry Regulatory Authority, Inc) - New York, NY
is required in those seeking senior Examiner roles: * Thorough knowledge of ... more than 4,900 brokerage firms, 170,000 branch offices and 660,000 registered...
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Compliance Examiner - Sales Practice
Finra - Jericho, NY +1 location
to interact with broker-dealer and FINRA senior managers. The information provided ... nearly 4,700 brokerage firms, about 167,000 branch offices and approximately 633,000...
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Senior Accountant
Matrix Executive Search - West Harrison, NY
practices for corporate, business unit and branch staff to maximize operational ... team members. To apply directly to this Senior Accountant position email your resume...
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Compliance Examiner - Membership Application Program
Finra - New York, NY
to interact with broker-dealer and FINRA senior managers. The information provided ... nearly 4,600 brokerage firms, about 164,000 branch offices and approximately 632,000...
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Director of Compliance - new
JPMorgan Chase - New York, NY
with federal banking regulators * Advise senior management of compliance risks within ... position at a large bank with a large branch network, ATMs, online and telephone...
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