Top 5793 Trading Technologies Jobs

Trading Specialist
TCFG Wealth Management —Laguna Niguel, CA
- $25.82 - $28.12 an hour
- Extended hours
- Background check
- Writing skills
- Research
- Health insurance
- Dental insurance
Quick Apply
Lab Technician I
BASF Corporation —Savannah, GA
- 12 hour shift
- No experience needed
- High school diploma or GED
- Ability to lift 50 pounds
- Adoption assistance
- Parental leave
Equity Trading Architect
TRC Talent Solutions —Atlanta, GA
- $100,000 - $110,000 a year
- Full-time
- Hybrid work
- Analysis skills
- Senior level
- Communication skills
- Health insurance
- Dental insurance
Quick Apply
7d
Application Support Engineer
Matlen Silver —Charlotte, NC
- $55 - $60 an hour
- Contract
- Hybrid work
- Mid-level
- Java
- SQL
Quick Apply
Trader
Diversified, LLC —Wayne, PA
- $70,000 - $85,000 a year
- Full-time
- Hybrid work
- Microsoft Excel
- Mid-level
- Finance
- Profit sharing
- Health insurance
Quick Apply
Options Trading Educator
FinMC LLC —Remote
- $5,000 - $25,000 a month
- Contract
- Remote
- Mid-level
- Communication skills
Quick Apply
10d
Complaint Analyst
Bakkt —Remote
- Full-time
- Remote
- Background check
- Pass drug screening
- Analysis skills
Quick Apply
13d
Trading Analyst
Group One Trading —Chicago, IL
- $100,000 - $120,000 a year
- Full-time
- Research
- Mid-level
- Office
- Paid holidays
- Disability insurance
Quick Apply
Equities Trading Clerk
Chicago Trading Company (CTC) —Chicago, IL
- Monday to Friday
- Hybrid work
- Office
- In-person
- Communication skills
- Paid parental leave
- Parental leave
Trading Systems Engineer (Python, Linux)
Elliot Partnership —New York, NY
- $250,000 - $400,000 a year
- Full-time
- Office
- Senior level
- Leadership
Quick Apply
Analyst, Trading Operations
Intercontinental Exchange Holdings, Inc. —Atlanta, GA
- $65,000 - $106,500 a year
- Extended hours
- Remote
- Mid-level
- Office
- 3 years
- Health insurance
- Dental insurance
AI and FSI Developer Technology Engineer - New College Grad 2026
NVIDIA —New York, NY
- $124,000 - $241,500 a year
- Full-time
- Computer science
- Computer Science
- System design
ETRM Orchestrade Trading Support
Talan —Houston, TX
- Full-time
- Hybrid work
- Mid-level
- Office
- 3 years
Quick Apply
Trading Associate
moomoo —Dallas, TX
- $50,000 - $70,000 a year
- Full-time
- English
- Mid-level
- Office
- Paid holidays
- Health insurance
Quick Apply
IT Specialist (Tier 1)
Zap Solutions Europe —Remote
- $61,000 - $79,500 a year
- Remote
- Google Workspace
- High school
- Communication skills
- Disability insurance
- Dental insurance
14d
BXMA- Direct Trading Operations, Analyst
Blackstone Group —New York, NY
- $110,000 - $125,000 a year
- Full-time
- Research
- Mid-level
- Office
- Health insurance
- Dental insurance
Trading Compliance Specialist
DraftKings —New York, NY
- $75,600 - $94,500 a year
- Full-time
- Mid-level
- 3 years
- Analysis skills
10d
Trading Associate-Leverage
Tidal Financial Group —New York, NY
- $85,000 - $110,000 a year
- Full-time
- Customer service
- Mid-level
- 3 years
Quick Apply
Trading Systems Engineer
DA VINCI DERIVATIVES —Miami, FL
- Mid-level
- Office
- Windows
- Relocation assistance
- Health insurance
Trading Specialist I
Kestra Financial —Tempe, AZ
- Overtime
- Microsoft Excel
- Microsoft Outlook
- Salesforce
- Health insurance
- 401(k)
Quick Apply
8d

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Trading Specialist

TCFG Wealth Management
Laguna Niguel, CA

Quick Apply

Job Details

Full-time
$25.82 - $28.12 an hour

Benefits

Health insurance
Dental insurance
401(k)
Paid time off
Vision insurance
401(k) matching
Professional development assistance
Paid sick time

Qualifications

Economics
Research
Finance
Series 7
Bachelor's degree
Securities Industry Essentials
Securities law
Data-driven problem-solving
Financial services
Business
Accounting

Full Job Description

Overview
TCFG Wealth Management is seeking a highly skilled and diligent Broker-Dealer Trading Specialist to join our Operations team. The ideal candidate will be responsible for executing, monitoring and reconciling trades. This role ensures accurate and timely processing of securities transactions across multiple custodians and platforms, while maintaining compliance with regulatory requirements and internal supervisory procedures. The specialist acts as a primary point of contact between financial professionals, custodians, clearing firms, and operations staff for all trade-related matters.

Duties

Trade Execution & Market Analysis

Accurately execute and process equity, fixed income, mutual fund, options, and alternative investment trades through the firm’s approved custodians and platforms.
Utilize specialized trading platforms and software (e.g., Pershing/NetX360, Schwab Advisor Services, Envestnet, Docupace, etc.) to analyze market data and execute trades efficiently.
Monitor trade blotters, order queues, and allocations to ensure compliance with firm policies and regulatory requirements.
Handle complex trade corrections, cancels, and re-bills with accuracy and proper documentation.
Maintain accurate records of trade activity and required supervisory approvals.

Client & Advisor Support

Provide superior customer service to Registered Representatives and Financial Advisors by handling inquiries via phone and email with accuracy and professionalism.
Assist with account openings, transfers, money movement, documentation requirements, and resolution of notifications.
Communicate with clients and financial professionals to provide trade exceptions, delays, corrections, confirmations, and operational updates.
Serve as a resource for financial professionals on trade processing questions, order entry systems, and settlement timelines.
Provide guidance on trading policies, margin requirements, and product eligibility.
Act as point of escalation for trading, service desk, and operational issues.
Function as liaison for internal and external partners regarding operational and compliance issues.

Operations & Reconciliation

Reconcile daily trading activity between custodians, clearing firms, and internal systems.
Investigate and resolve trade breaks, settlement issues, and unmatched transactions.
Prepare reports on trade volumes, errors, exceptions, and operational metrics for compliance and management.
Manage and monitor daily service desk workflow to ensure expectations are met.
Research complex client or trading issues, define resolution steps, and follow through to completion.
Assist with information and documentation requirements for complex (non-investment-related) activities.
Actively manage system defects, create workarounds, and track fixes to completion.

Compliance & Risk Management

Adhere to all federal, state, and firm specific compliance rules, including SEC, FINRA, and relevant exchanges as well as best execution and reporting standards.
Assist compliance with trade surveillance reviews and respond promptly to escalations or inquiries.
Proactively identify and mitigate risks (market, credit, and operational).
Monitor, review, and oversee order-entry compliance platforms and exception reporting.
Maintain accurate and detailed records of trades, communications, and client interactions.
Stay informed of regulatory changes and assess impacts on operations, updating processes and systems as needed.
Uphold the highest ethical standards, including rules related to insider trading and front-running.

Skills

Proven ability to make informed, timely decisions in deadline-driven environment.
Exceptional analytical, quantitative, and problem-solving skills.
Highly organized with attention to detail, a commitment to accuracy and ethical standards.
Strong business acumen, effective written and verbal communication skills, interpersonal, and client-service skills.
Strong knowledge of brokerage operations, trade settlement, and compliance requirements.
Ability to manage competing priorities while maintaining accuracy.
Proficiency in Microsoft Excel, trading platforms and financial analysis software.
Ability to adapt quickly to regulatory changes, process updates, and new technologies.

Education & Experience

Bachelor’s degree in Finance, Economics, Business, Accounting, or related field.
2+ years of trading or operations experience at a broker-dealer, RIA, or custodian.
Strong understanding of securities products, markets, and trade lifecycle.

Licensing & Certifications

Securities Industry Essentials (SIE) is required
FINRA Series 7 (General Securities Representative) is desirable; Series 24 is a plus.
Must obtain or maintain valid licenses as required by California.
The firm will provide necessary support for obtaining and maintaining these licenses.

Work Environment & Conditions

Professional office setting
Fast-paced, deadline-driven financial environment requiring flexibility and extended hours during market events.

Legal and Equal Opportunity Compliance

This position complies with all state and federal employment laws, including those in California.

The company is an Equal Opportunity Employer and celebrates diversity. Applicants will be considered for employment without regard to race, color, religion, sex, gender identity, national origin, age, disability, or any other characteristic protected by law.

Reasonable accommodations are available for applicants and employees with disabilities as required by law.

Background checks and verification of licensure may be conducted in accordance with applicable laws.

Job Type: Full-time

Pay: $25.82 - $28.12 per hour

Expected hours: No less than 40 per week

Benefits:

401(k)
401(k) matching
Dental insurance
Health insurance
Paid sick time
Paid time off
Professional development assistance
Vision insurance

License/Certification:

Series 7 (Required)

Work Location: In person

Quick Apply

Refine Your Search

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IT Specialist (Tier 1)

BXMA- Direct Trading Operations, Analyst

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Trading Associate-Leverage

Trading Systems Engineer

Trading Specialist I

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