Top 5922 Trading Jobs

Trading Specialist
TCFG Wealth Management —Laguna Niguel, CA
- $25.82 - $28.12 an hour
- Extended hours
- Background check
- Writing skills
- Research
- Health insurance
- Dental insurance
Quick Apply
Securities Trading Associate
Centaurus Financial Inc. —Anaheim, CA
- $50,000 - $125,000 a year
- Full-time
- Background check
- Mid-level
- Office
- Health insurance
- Dental insurance
Quick Apply
Sales and Trading Analyst - AI Trainer
DataAnnotation —Saint Paul, MN
- $50 - $60 an hour
- Part-time
- Remote
- English
- Master's degree
- Doctor of Philosophy
Quick Apply
Investment Specialist
SkyCrest Financial Group —Columbus, OH
- $70,000 - $85,000 a year
- Full-time
- Background check
- Research
- Office
- Health savings account
- Health insurance
Quick Apply
6d
UIT & Structured Products Trader
Financial Sector —Wheaton, IL
- Full-time
- Mid-level
- Office
- Bachelor's degree
- Health savings account
- AD&D insurance
Quick Apply
3d
Game Operations - Trading Analyst
PrizePicks —Remote
- $55,000 - $65,000 a year
- Weekends as needed
- Computer Science
- Finance
- Analysis skills
- Paid parental leave
- Disability insurance
Quick Apply
Trading Analyst
Group One Trading —Chicago, IL
- $100,000 - $120,000 a year
- Full-time
- Research
- Mid-level
- Office
- Paid holidays
- Disability insurance
Quick Apply
Options Trading Educator
FinMC LLC —Remote
- $5,000 - $25,000 a month
- Contract
- Remote
- Mid-level
- Communication skills
Quick Apply
14d
Options Trader | Derivatives Analyst
Black Arrow Capital —Remote
- $115,000 - $185,000 a year
- Full-time
- Computer science
- Computer Science
- Mid-level
- Paid parental leave
- Dental insurance
Quick Apply
13d
Equities Trading Associate – Proprietary Firm – New York, NY Area
Trading Careers —New York, NY
- Contract
- Remote
- Mid-level
Sales and Trading Analyst - AI Trainer
DataAnnotation —Omaha, NE
- $50 - $60 an hour
- Part-time
- Remote
- English
- Master's degree
- Doctor of Philosophy
Quick Apply
Equity Trading Architect
TRC Talent Solutions —Atlanta, GA
- $100,000 - $110,000 a year
- Full-time
- Hybrid work
- Analysis skills
- Senior level
- Communication skills
- Health insurance
- Dental insurance
Quick Apply
11d
Operations Support Specialist
KLY Trading Co., Inc —Hayward, CA
- $25 - $27 an hour
- Full-time
- Background check
- Inventory control
- Customer service
- Health insurance
- Paid time off
Quick Apply
Sales & Trading Analyst - AI Trainer
DataAnnotation —Dallas, TX
- $50 - $60 an hour
- Part-time
- Remote
- English
- Master's degree
- Doctor of Philosophy
Quick Apply
Senior Java Developer – Low Latency Trading Systems| Hybrid - Jersey CIty | W2 ONLY
Matlen Silver —Jersey City, NJ
- From $68 an hour
- Contract
- Java
- Senior level
- Health insurance
- Dental insurance
Quick Apply
Director, Software Engineering (Electronic Trading)
Fidelity Investments —Jersey City, NJ
- $126,000 - $255,000 a year
- Weekends as needed
- Computer Science
- 5 years
- Office
- Loan repayment program
- Tuition reimbursement
Trader
Diversified, LLC —Wayne, PA
- $70,000 - $85,000 a year
- Full-time
- Hybrid work
- Microsoft Excel
- Mid-level
- Finance
- Profit sharing
- Health insurance
Quick Apply
Director, Software Engineering (Electronic Trading)
Fidelity Investments —Westlake, TX
- $126,000 - $255,000 a year
- Weekends as needed
- Computer Science
- 5 years
- Office
- Loan repayment program
- Tuition reimbursement
Trading Operations Team Lead
bp —Chicago, IL
- $123,200 - $176,000 a year
- Full-time
- Hybrid work
- Customer service
- Pass drug screening
- Office
- Paid parental leave
- Paid holidays
10d
Sportsbook Risk and Trading Specialist
Parx Casino —Bensalem, PA
- $23.72 - $28.56 an hour
- Weekends as needed
- Marketing
- English
- Mid-level
- Dental insurance
- 401(k)
Quick Apply

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Trading Specialist

TCFG Wealth Management
Laguna Niguel, CA

Quick Apply

Job Details

Full-time
$25.82 - $28.12 an hour

Benefits

Health insurance
Dental insurance
401(k)
Paid time off
Vision insurance
401(k) matching
Professional development assistance
Paid sick time

Qualifications

Economics
Research
Finance
Series 7
Bachelor's degree
Securities Industry Essentials
Securities law
Data-driven problem-solving
Financial services
Business
Accounting

Full Job Description

Overview
TCFG Wealth Management is seeking a highly skilled and diligent Broker-Dealer Trading Specialist to join our Operations team. The ideal candidate will be responsible for executing, monitoring and reconciling trades. This role ensures accurate and timely processing of securities transactions across multiple custodians and platforms, while maintaining compliance with regulatory requirements and internal supervisory procedures. The specialist acts as a primary point of contact between financial professionals, custodians, clearing firms, and operations staff for all trade-related matters.

Duties

Trade Execution & Market Analysis

Accurately execute and process equity, fixed income, mutual fund, options, and alternative investment trades through the firm’s approved custodians and platforms.
Utilize specialized trading platforms and software (e.g., Pershing/NetX360, Schwab Advisor Services, Envestnet, Docupace, etc.) to analyze market data and execute trades efficiently.
Monitor trade blotters, order queues, and allocations to ensure compliance with firm policies and regulatory requirements.
Handle complex trade corrections, cancels, and re-bills with accuracy and proper documentation.
Maintain accurate records of trade activity and required supervisory approvals.

Client & Advisor Support

Provide superior customer service to Registered Representatives and Financial Advisors by handling inquiries via phone and email with accuracy and professionalism.
Assist with account openings, transfers, money movement, documentation requirements, and resolution of notifications.
Communicate with clients and financial professionals to provide trade exceptions, delays, corrections, confirmations, and operational updates.
Serve as a resource for financial professionals on trade processing questions, order entry systems, and settlement timelines.
Provide guidance on trading policies, margin requirements, and product eligibility.
Act as point of escalation for trading, service desk, and operational issues.
Function as liaison for internal and external partners regarding operational and compliance issues.

Operations & Reconciliation

Reconcile daily trading activity between custodians, clearing firms, and internal systems.
Investigate and resolve trade breaks, settlement issues, and unmatched transactions.
Prepare reports on trade volumes, errors, exceptions, and operational metrics for compliance and management.
Manage and monitor daily service desk workflow to ensure expectations are met.
Research complex client or trading issues, define resolution steps, and follow through to completion.
Assist with information and documentation requirements for complex (non-investment-related) activities.
Actively manage system defects, create workarounds, and track fixes to completion.

Compliance & Risk Management

Adhere to all federal, state, and firm specific compliance rules, including SEC, FINRA, and relevant exchanges as well as best execution and reporting standards.
Assist compliance with trade surveillance reviews and respond promptly to escalations or inquiries.
Proactively identify and mitigate risks (market, credit, and operational).
Monitor, review, and oversee order-entry compliance platforms and exception reporting.
Maintain accurate and detailed records of trades, communications, and client interactions.
Stay informed of regulatory changes and assess impacts on operations, updating processes and systems as needed.
Uphold the highest ethical standards, including rules related to insider trading and front-running.

Skills

Proven ability to make informed, timely decisions in deadline-driven environment.
Exceptional analytical, quantitative, and problem-solving skills.
Highly organized with attention to detail, a commitment to accuracy and ethical standards.
Strong business acumen, effective written and verbal communication skills, interpersonal, and client-service skills.
Strong knowledge of brokerage operations, trade settlement, and compliance requirements.
Ability to manage competing priorities while maintaining accuracy.
Proficiency in Microsoft Excel, trading platforms and financial analysis software.
Ability to adapt quickly to regulatory changes, process updates, and new technologies.

Education & Experience

Bachelor’s degree in Finance, Economics, Business, Accounting, or related field.
2+ years of trading or operations experience at a broker-dealer, RIA, or custodian.
Strong understanding of securities products, markets, and trade lifecycle.

Licensing & Certifications

Securities Industry Essentials (SIE) is required
FINRA Series 7 (General Securities Representative) is desirable; Series 24 is a plus.
Must obtain or maintain valid licenses as required by California.
The firm will provide necessary support for obtaining and maintaining these licenses.

Work Environment & Conditions

Professional office setting
Fast-paced, deadline-driven financial environment requiring flexibility and extended hours during market events.

Legal and Equal Opportunity Compliance

This position complies with all state and federal employment laws, including those in California.

The company is an Equal Opportunity Employer and celebrates diversity. Applicants will be considered for employment without regard to race, color, religion, sex, gender identity, national origin, age, disability, or any other characteristic protected by law.

Reasonable accommodations are available for applicants and employees with disabilities as required by law.

Background checks and verification of licensure may be conducted in accordance with applicable laws.

Job Type: Full-time

Pay: $25.82 - $28.12 per hour

Expected hours: No less than 40 per week

Benefits:

401(k)
401(k) matching
Dental insurance
Health insurance
Paid sick time
Paid time off
Professional development assistance
Vision insurance

License/Certification:

Series 7 (Required)

Work Location: In person

Quick Apply

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