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Manager In Store Promotion ISO
Advantage Sales & Marketing - Eden Prairie, MN
The Manager In-Store Promotion is the enactment and interaction point person for ... product force-outs, address any store compliance issues/complaints, and in-person...
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Investment Management Compliance Officer
Investment Management Firm - New York, NY
marketing materials, sales literature and advertising materials, as needed, and support ... investigations and the annual 206(4)-7 compliance review and report Skills and...
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Global Business Compliance Leader
INVISTA S.a.r.l - Kennesaw, GA
Provide leadership in compliance and further ownership/accountability for compliance & eth ... 10+ years of experience implementing and/or auditing large and complex compliance programs...
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VP, Advertising, Marketing Material Review Compliance
Compliance Search Group - New York, NY
investment bank, seeks a Marketing Material Compliance professional. This individual will ... organization including; Marketing, Legal, Compliance, Management, and Investment...
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Compliance Examiner / Manager (Broker Dealer) - Marsh & McLennan Companies Corporate
Mmco - New York, NY
As a Compliance Examiner / Manager in the Broker Dealer department of Marsh & McLennan Com ... advertising and sales literature to insure compliance with all requirements. Possesses...
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Senior Compliance Manager (Broker Dealer) - Marsh & McLennan Companies Corporate
Mmco - Hoboken, NJ
individuals to join our team! As a Senior Compliance Manager in our Broker Dealer (MMC ... advertising and sales literature to insure compliance with the requirements of the FINRA...
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Compliance Manager - Public Communications & Social Media
Compliance Search Group - New York, NY
forms of social media. This Compliance Manager will be a member of the Compliance ... owners/review deadlines and personnel. The Compliance Manager will be responsible for...
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VP of Compliance
Gent & Associates - Los Angeles, CA
Compliance with all operational and lending compliance regulations based on individual ... requirements. Certified Regulatory Compliance Manager (CRCM) designation is...
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Senior Compliance Officer - Distribution
Compliance Search Group - Philadelphia, PA
a mutual fund asset manager, seeks a Senior Compliance Officer who will be responsible ... Clearly and effectively communicate compliance policies internally Oversee...
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Vice President, Senior Risk and Compliance Officer
Community Bank - Stamford, CT
policies, procedures, disclosures, outside advertising and brochures. In partnership ... institutions). Over five years of direct compliance and risk responsibilities working...
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