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Bank Regulatory Attorney/Compliance Professional
Resources Global Professionals - New York, NY
Professionals with expertise in Banking Compliance to join our Tri-State practice. As ... Professional Qualifications: * Minimum of 10 years of bank regulatory/compliance experienc...
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Hedge Fund/Registered Investment Advisor Compliance Professional
Resources Global Professionals - New York, NY
Professional Qualifications: * Expertise in regulatory compliance within Hedge Funds or ... Advisors * Hands-on experience developing compliance policies and procedures,...
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Advisory Financial Services Regulatory Sr. Associate
PwC - New York, NY
operations, technology, regulatory risk and compliance. As a member of the Compliance ... of performing compliance audits, and/or compliance examinations or providing...
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Advisory Financial Services Regulatory AML Sr. Associate
PwC - New York, NY
operations, technology, regulatory risk and compliance. As a member of the Compliance ... of performing compliance audits, and/or compliance examinations or providing...
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Advisory Financial Services Regulatory Exp Associate
PwC - New York, NY
operations, technology, regulatory risk and compliance. As a member of the Compliance ... Working knowledge and understanding of performing compliance audits, and/or compliance exa...
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Advisory Financial Services Regulatory Manager
PwC - New York, NY
operations, technology, regulatory risk and compliance. As a member of the Compliance ... Thorough knowledge and understanding performing compliance audits, and/or compliance exami...
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Bank Regulatory Attorney / Compliance Professional
Resources Global Professionals - New York, NY
Professionals with expertise in Banking Compliance to join our Tri-State practice. As ... Qualifications: Minimum of 10 years of bank regulatory/compliance experience In-depth...
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Compliance Associate
Hauppauge, NY
Institutional Brokerage Firm is seeking a Compliance Associate to monitor all business ... activity and ensure their firm remains in compliance with its policies, procedures and...
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VP Compliance - Derivatives Trading / Broker Dealer
Global Financial Services Frim - New York, NY
Compliance Manager (VP level) with prior compliance experience covering Derivatives ... and procedures applicable to AML/KYC Compliance Develop and implement appropriate...
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Sr. Product Compliance Manager / Attorney
Nyse Company - Port Washington, NY
compliance activities required by federal regulatory law for new and updated private ... FDA and other regulatory agencies on product compliance. -Manage cross functionally with...
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