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chief compliance officer jobs

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Barclay Simpson - San Francisco, CA

Chief Compliance Officer. Our client is a leading international bank whose investment advisory business is seeking a newly appointed Chief Compliance Officer....

Fora Financial LLC - New York, NY

Compliance Officer Description. Coordinates compliance monitoring program and prepares compliance reports. A Day In The Life Of A Compliance Officer:....

National Life Group - Montpelier, VT

Responsible for effective leadership of compliance department team members and creating a strong culture of compliance within Equity Services, Inc....

Comprehensive Health Services - Cape Canaveral, FL

The Chief Compliance Officer reports to the CEO. The Chief Compliance Officer oversees the Corporate Compliance Program, functioning as an independent and...

LPL Financial - Wilmington, DE

The Chief Compliance Officer will be responsible for serving as the compliance subject matter expert. The Chief Compliance Officer will also be responsible for...

Jazz Pharmaceuticals - Palo Alto, CA

Liaise with the Chief Compliance Officer and General Counsel on financial risk management, systems and controls, and other matters, as appropriate....

Boca Raton Regional Hospital - Boca Raton, FL

The position reports to the Chief Compliance Officer and the BRRH Board of Directors. Facilitate the BRRH audit program through scheduled and non-scheduled...

Lloyd Staffing - Melville, NY

Nationally ranked Financial Advisory and Wealth Management firm is seeking a Chief Compliance office to be based in their Long Island office....

NCH Healthcare System - Naples, FL

Specifically, the Executive Director of Compliance and Ethics ("EDCE") serves as the Corporate Compliance Officer for NCH Healthcare System (NCH)....

Fiserv, Inc. - King of Prussia, PA

Jeffery Yabuki, President and Chief Executive Officer About our Business:. Follows compliance information, techniques, and procedures for implementing...


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