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chief compliance officer jobs

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Fora Financial LLC - New York, NY

Compliance Officer Description. Coordinates compliance monitoring program and prepares compliance reports. A Day In The Life Of A Compliance Officer:....

Barclay Simpson - San Francisco, CA

Chief Compliance Officer. Our client is a leading international bank whose investment advisory business is seeking a newly appointed Chief Compliance Officer....

LPL Financial - Wilmington, DE

The Chief Compliance Officer will be responsible for serving as the compliance subject matter expert. The Chief Compliance Officer will also be responsible for...

Comprehensive Health Services - Cape Canaveral, FL

The Chief Compliance Officer reports to the CEO. The Chief Compliance Officer oversees the Corporate Compliance Program, functioning as an independent and...

Brokers International Financial Services, LLC - Panora, IA

We’re proud to be an organization built on integrity and the Chief Financial Officer will play an instrumental role in helping uphold this principle....

Fiserv, Inc. - King of Prussia, PA

Jeffery Yabuki, President and Chief Executive Officer About our Business:. Follows compliance information, techniques, and procedures for implementing...

Omega Global Partners - New York, NY

Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....

Procare Home Medical - Anchorage, AK

Corporate Compliance / Contract Officer. The Corporate Compliance / Contract Officer, health care, position establishes and implements an effective compliance...

The Hartford Financial Services - New York, NY

Partner closely with the chief underwriter for Hartford Financial Products, consulting on issues relating to product, compliance, authority and appetite....

Community Human Services - Monterey, CA

Assists Chief Executive Officer in the day-to-day operation of programs. Senior Program Officer*. Responsible for quality of client services, contract...


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