Showing 1-10 of 7,000
Showing 1-10 of 7,000
Chief compliance officer jobs

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National Surgical Healthcare, Inc. - Warren, MI

Chief Executive Officer. The CEO is accountable for the direction and coordination of all aspects of the center, including board relations, physician relations,...

Comprehensive Health Services - Cape Canaveral, FL

The Chief Compliance Officer reports to the CEO. The Chief Compliance Officer oversees the Corporate Compliance Program, functioning as an independent and...

JD Mellberg Financial - Tucson, AZ

Mellberg Financial is a fast growing financial services and marketing firm in need of an experienced Chief Compliance Officer....

Fora Financial LLC - New York, NY

Coordinates compliance monitoring program and prepares compliance reports. A Day In The Life Of A Compliance Officer:....

Credico (USA) LLC - Chicago, IL

Also assist Chief Legal Officer in:. Assist Chief Legal Officer in providing daily and on-going legal, compliance and business counseling to all staff members...

Jazz Pharmaceuticals - Palo Alto, CA

Liaise with the Chief Compliance Officer and General Counsel on financial risk management, systems and controls, and other matters, as appropriate....

NIX HEALTH - San Antonio, TX

Planning, directing, and performing internal and compliance audits per the annual Work Plan and as requested by the Chief Compliance Officer or the Compliance...

Broker Dealer & Registered Investment Advisor - Nashville, TN

The Chief Compliance Officer serves as a key member of the firm’s leadership team by carrying the primary responsibility for compliance with FINRA, SEC and...

Prudential - Newark, NJ

Prudential Investments, LLC (?PI?), is seeking an experienced leader to serve as Deputy Chief Compliance Officer....

The Hartford Financial Services - New York, NY

Partner closely with the chief underwriter for Hartford Financial Products, consulting on issues relating to product, compliance, authority and appetite....


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