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chief compliance officer jobs

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Fora Financial LLC - New York, NY

Compliance Officer Description. Coordinates compliance monitoring program and prepares compliance reports. A Day In The Life Of A Compliance Officer:....

Barclay Simpson - San Francisco, CA

Chief Compliance Officer. Our client is a leading international bank whose investment advisory business is seeking a newly appointed Chief Compliance Officer....

National Life Group - Montpelier, VT

Responsible for effective leadership of compliance department team members and creating a strong culture of compliance within Equity Services, Inc....

Comprehensive Health Services - Cape Canaveral, FL

The Chief Compliance Officer reports to the CEO. The Chief Compliance Officer oversees the Corporate Compliance Program, functioning as an independent and...

Michael Page US - Connecticut

Assisting with the regular reporting to Chief Compliance Officer and business heads. Assess the company's compliance with Operational Risk Group Compliance...

Lloyd Staffing - Melville, NY

Nationally ranked Financial Advisory and Wealth Management firm is seeking a Chief Compliance office to be based in their Long Island office....

NCH Healthcare System - Naples, FL

Specifically, the Executive Director of Compliance and Ethics ("EDCE") serves as the Corporate Compliance Officer for NCH Healthcare System (NCH)....

Capital One - Richmond, VA

Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity,...

Omega Global Partners - New York, NY

Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....

ELAP Services LLC - Chesterbrook, PA

Compliance and Regulatory Matters. Manage day-to-day operation of the Compliance Program. Identify potential areas of compliance vulnerability and risk;...


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