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chief compliance officer jobs

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Comprehensive Health Services - Cape Canaveral, FL

The Chief Compliance Officer reports to the CEO. The Chief Compliance Officer oversees the Corporate Compliance Program, functioning as an independent and...

Barclay Simpson - San Francisco, CA

Chief Compliance Officer. Our client is a leading international bank whose investment advisory business is seeking a newly appointed Chief Compliance Officer....

Fora Financial LLC - New York, NY

Compliance Officer Description. Coordinates compliance monitoring program and prepares compliance reports. A Day In The Life Of A Compliance Officer:....

LPL Financial - Wilmington, DE

The Chief Compliance Officer will be responsible for serving as the compliance subject matter expert. The Chief Compliance Officer will also be responsible for...

Southeastern Regional Medical Center - Lumberton, NC

The Chief Compliance Officer, as the general manager of the compliance program, establishes and implements an effective enterprise-wide compliance program to...

HCTech - Chicago, IL

Chief Compliance Officer. Support UK compliance program. Arrange for US compliance training. Conduct compliance reviews of business activities/practices...

Junior Blind of America - Los Angeles, CA

Act as the organization’s Compliance Officer. This is an exempt position that reports to Chief Programs Officer....

Choice Hotels International - Rockville, MD

This position will generally work closely with and under the guidance of the General Counsel and the Assistant General Counsel & Chief Compliance Officer;...

Lloyd Staffing - Melville, NY

Nationally ranked Financial Advisory and Wealth Management firm is seeking a Chief Compliance office to be based in their Long Island office....

Career Development Partners - Birmingham, AL

This position reports directly to the Chief Operating Officer. Must be proficient in developing compliance and capture rate matrices and ensuring proposals are...


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