Showing 1-10 of 497
Showing 1-10 of 497
Chief compliance officer jobs near New York, NY

The Compliance Search Group - New York, NY

The Associate Counsel will aid the Chief Legal Officer and the SVP, Assistant General Counsel with registration statements, board materials, and shareholder...

The Hartford Financial Services - New York, NY

Partner closely with the chief underwriter for Hartford Financial Products, consulting on issues relating to product, compliance, authority and appetite....

Fora Financial LLC - New York, NY

Coordinates compliance monitoring program and prepares compliance reports. A Day In The Life Of A Compliance Officer:....

Prudential - Newark, NJ

Prudential Investments, LLC (?PI?), is seeking an experienced leader to serve as Deputy Chief Compliance Officer....

The Compliance Search Group, LLC - New York, NY

The Deputy Chief Compliance Officer (“DCCO”) will assist the Chief Compliance Officer in administering the compliance program for the investment adviser....

The Compliance Search Group - New York, NY

This fantastic opportunity offers an experienced Compliance Officer the chance to step-up into a Chief Compliance Officer position....

Omega Global Partners - New York, NY

Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....

Wartburg - Mount Vernon, NY

Ensures legal and regulatory compliance at best practice levels throughout scope of responsibilities. The Chief Operating Officer (COO) is a key member of the...

JCW Search - New York, NY

Compliance requirements by:. Promoting consistency of approach to compliance with US banking laws across all Scotiabank businesses by interfacing with the...

State Street - New York, NY

The position reports to the SSGM Chief Compliance Officer and is responsible for designing and implementing a compliance program that meets SSGM’s regulatory...