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chief compliance officer jobs near New York, NY

Fora Financial LLC - New York, NY

Compliance Officer Description. Coordinates compliance monitoring program and prepares compliance reports. A Day In The Life Of A Compliance Officer:....

The Hartford Financial Services - New York, NY

Partner closely with the chief underwriter for Hartford Financial Products, consulting on issues relating to product, compliance, authority and appetite....

Bond Street Group - New York, NY

Also supervises the Compliance Group Executive Vice President, Chief Compliance Officer. Supervise the Executive Vice President - Chief Compliance Officer and...

FIRE DEPARTMENT - Brooklyn, NY

Candidate will share responsibility for maintaining compliance with HIPAA and all other regulations and contractual obligations that apply to the WTC Health...

Michael Page US - New York, NY

Key role working within a fast growing broker-dealer based in Manhattan, assisting the Chief Compliance Officer in creating a culture in which all staff see...

Barclay Simpson USA - New York, NY

Our client is a leading international bank whose investment advisory business is seeking a newly appointed Chief Compliance Officer....

Prudential - Newark, NJ

CTU reports its findings to compliance and business unit management, and where appropriate, works with the local chief compliance officers and business...

Mizuho Bank Ltd - New York, NY

Bank holding company Preparing reports on a periodic basis from the Chief Legal Officer/Chief Compliance Officer to the top level holding company in Japan...

Omega Global Partners - New York, NY

Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....

Prudential - Newark, NJ

Working closely with the Office of Diversity & Inclusion’s leadership team, The Director will produce dynamic reports to update the Office of the Chairman and...