Showing 1-20 of 580
Showing 1-20 of 580

Chief Compliance Officer jobs near New York, NY

Scotiabank-New York, NYEst. $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The objective of this position is to serve as the chief compliance officer of Scotia Capital (USA) Inc....

BNY Mellon-New York, NYEst. $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Manage a staff of sixteen compliance officers in multiple locations. The position will be appointed the Chief Compliance Officer for an SEC registered broker...

Omega Global Partners-New York, NYEst. $98,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....

New York Life Insurance Co-New York, NYEst. $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Compliance Officer – NYL Investors. The Chief Compliance Officer will serve as a strong steward for the firm who will interface with senior management on...

Urban Pathways-New York, NYEst. $61,000 - $87,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Reporting to the Chief Executive Officer, the Chief Compliance Officer's (CCO) duties include:. Staffs the Board of Directors Compliance Committee and reports...

NYU Langone Health-New York, NYEst. $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Projects will include long-term reporting package development, medium term resource allocation, as well as ad-hoc requests that may come from the Senior...

Robert Walters-New York, NYEst. $140,000 - $200,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Top tier Wealth Management firm requires a Chief Compliance Officer to run the compliance program and head up a large team....

Goldman Sachs-New York, NYEst. $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Review the Division?s trading activity and compliance with thresholds and limits. The Divisional Risk Team performs in-business risk management and capital...

Real Estate Developer-New York, NYEst. $83,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Assist Chief Risk Management Officer in managing all insurance programs. Assumes responsibility for ensuring that the company conducts its business in...

Hua Nan Commercial Bank, Ltd. New York Agency-New York, NYEst. $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Semi-annual Compliance Report to the Chief Compliance Officer of Head Office. Monitor changes and new regulatory requirements affecting the Bank and...

20/20 Search-Roosevelt, NY $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Chief Academic Officer*. The Chief Academic Officer is responsible for the following duties:. Establish and maintain compliance with academic policy and...

Scotiabank-New York, NYEst. $130,000 - $180,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Inc.’s Compliance Department. Conduct annual testing to ensure internal controls are functioning appropriately and in accordance with the supervisory procedures...

Scotiabank-New York, NYEst. $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Impart specialized skills to other audit officers through peer discussions and cooperation on integrated audits;...

Citi-Long Island City, NYEst. $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Based in New York, the SVP Senior Compliance Officer reports to a Director/Ethics Officer and ultimately to Citi's Chief Ethics Officer within Citi's Global...

Citi-Long Island City, NYEst. $99,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Based in New York, the SVP Compliance Officer reports to the Head of Program Management for the Ethics Office and ultimately to the Citi Chief Ethics Officer...

Citi-Long Island City, NYEst. $91,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

This is a newly-created role reporting to a Director/Ethics Officer and ultimately to Citi’s Chief Ethics Officer. Compliance and Control....

Guardian Life Insurance Company-New York, NY

Assisting the Chief Compliance Officer in developing and operating a robust compliance and risk management program for PAS....

Société Générale-New York, NYEst. $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

This risk officer position is part of the Governance & RISQ Compliance team within the Chief Operating Officer (COO) department in New York....

United Nations-New York, NYEst. $50,000 - $70,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Within delegated authority, the Political Affairs Officer will be responsible for the following duties:. Gather, select and analyze information contained in...

Jericho Project-New York, NYEst. $51,000 - $71,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

 Assist the Chief Executive Officer with scheduling and running various internal andexternal meetings.  Carry out other duties as assigned by the Chief...


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