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chief compliance officer jobs near New York, NY

Fora Financial LLC - New York, NY

Compliance Officer Description. Coordinates compliance monitoring program and prepares compliance reports. A Day In The Life Of A Compliance Officer:....

The Hartford Financial Services - New York, NY

Partner closely with the chief underwriter for Hartford Financial Products, consulting on issues relating to product, compliance, authority and appetite....

Popular Community Bank - New York, NY

Inform Chief Corporate Compliance Officer of all significant compliance issues. Administer the bank wide regulatory compliance program as established by...

Omega Global Partners - New York, NY

Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....

Prudential - Newark, NJ

CTU reports its findings to compliance and business unit management, and where appropriate, works with the local chief compliance officers and business...

The College Board - New York, NY

The College Board, the national educational organization known for the SAT college entrance examination, is conducting a search for an Associate General Counsel...

Financial Services, New York, NY - New York, NY

Compliance Officer to head the Compliance Oversight Group within DeAM Compliance with the goal of providing support and oversight to the DeAM Chief Compliance...

Liberty Mutual - New York, NY

Underwrites new and existing contractor account submissions utilizing underwriting authority granted by Chief Underwriting Officer....

Prudential - Newark, NJ

Working closely with the Office of Diversity & Inclusion’s leadership team, The Director will produce dynamic reports to update the Office of the Chairman and...

Solomon Page - New York, NY

Reporting to the Chief Financial Officer, the Controller will provide leadership on all accounting matters including planning, budgeting, monthly packs, audit...