Showing 1-10 of 496
Showing 1-10 of 496
Chief compliance officer jobs near New York, NY

Fora Financial LLC - New York, NY

Coordinates compliance monitoring program and prepares compliance reports. A Day In The Life Of A Compliance Officer:....

The Hartford Financial Services - New York, NY

Partner closely with the chief underwriter for Hartford Financial Products, consulting on issues relating to product, compliance, authority and appetite....

Prudential - Newark, NJ

Prudential Investments, LLC (?PI?), is seeking an experienced leader to serve as Deputy Chief Compliance Officer....

The Compliance Search Group, LLC - New York, NY

This fantastic opportunity offers an experienced Compliance Officer the chance to step-up into a Chief Compliance Officer position....

Michael Page US - New York, NY

Key role working within a fast growing broker-dealer based in Manhattan, assisting the Chief Compliance Officer in creating a culture in which all staff see...

State Street - New York, NY

The position reports to the SSGM Chief Compliance Officer and is responsible for designing and implementing a compliance program that meets SSGM’s regulatory...

Anonymous Employer - United States

Chief Operating Officer. Knowledge of governmental regulations and compliance requirements. BASIC JOB PURPOSE:....

Omega Global Partners - New York, NY

Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....

Barclay Simpson - New York, NY

Deputy Chief Risk Officer. Including compliance, credit, operational, market, reputation, price, strategic, interest rate risks....

The Compliance Search Group - New York, NY

The Deputy Chief Compliance Officer (“DCCO”) will assist the Chief Compliance Officer in administering the compliance program for the investment adviser....