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chief compliance officer jobs near New York, NY

Fora Financial LLC - New York, NY

Compliance Officer Description. Coordinates compliance monitoring program and prepares compliance reports. A Day In The Life Of A Compliance Officer:....

The Hartford Financial Services - New York, NY

Partner closely with the chief underwriter for Hartford Financial Products, consulting on issues relating to product, compliance, authority and appetite....

Michael Page US - New York, NY

This position will serve as the primary proxy for the Chief Compliance Officer including providing day-to-day compliance support and advice to senior business...

Mizuho Bank Ltd - New York, NY

Bank holding company Preparing reports on a periodic basis from the Chief Legal Officer/Chief Compliance Officer to the top level holding company in Japan...

Omega Global Partners - New York, NY

Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....

Barclay Simpson USA - New York, NY

Our client is a leading international bank whose investment advisory business is seeking a newly appointed Chief Compliance Officer....

Prudential - Newark, NJ

CTU reports its findings to compliance and business unit management, and where appropriate, works with the local chief compliance officers and business...

The Alacer Group - New York, NY

The Senior Risk and Governance Consultant will assist the Chief Risk Officer and other senior management stakeholders in preparing for Board, Board Committee,...

Michael Page US - New York, NY

Key role working within a fast growing broker-dealer based in Manhattan, assisting the Chief Compliance Officer in creating a culture in which all staff see...

Financial Services, New York, NY - New York, NY

Compliance Officer to head the Compliance Oversight Group within DeAM Compliance with the goal of providing support and oversight to the DeAM Chief Compliance...