Showing 1-20 of 530
Showing 1-20 of 530
Chief Compliance Officer jobs near New York, NY

Tradeweb Markets LLCNew York, NY Est. salary: $110,000 - $150,000 a year

This executive will be responsible for managing the Chief Compliance Officers for the three U.S. Head of Compliance, a position that will be based in New York...

Omega Global PartnersNew York, NY Est. salary: $100,000 - $140,000 a year

Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....

BlackRockNew York, NY Est. salary: $130,000 - $180,000 a year

Oversight of ongoing management information and reporting for the Global Head of Regulatory Risk and Review, Americas Chief Compliance Officer, Global Chief...

Twenty Recruitment Group - USManhattan, NY Est. salary: $150,000 - $190,000 a year

Familiarity with compliance monitoring and testing systems. Our client, an international bank, is looking for a CCO to lead the compliance program in New York....

Barclay SimpsonNew York, NY Est. salary: $84,000 - $100,000 a year

Based in Manhattan, this role is a direct report to the US Chief Compliance Officer and will assist in a wide range of responsibilities including but not...

New York, NY Est. salary: $120,000 - $170,000 a year

Chief Compliance Officer (U.S.). Provision of compliance advice as to products and transactions to address regulatory compliance issues....

Wells FargoSummit, NJ Est. salary: $100,000 - $140,000 a year

The Legal Entity Office (LEO) is a new enterprise-wide legal entity governance function being established with direct reporting to the Chief Financial Officer...

La Pine Community Health CenterUnited States Est. salary: $80,000 - $110,000 a year

General Statement of Duties The Chief Medical Officer (CMO) shall be a fully accredited medical doctor licensed to practice medicine in the State of Oregon....

Michael Page USNew York, NY Est. salary: $94,000 - $130,000 a year

Monitor changes to federal and state laws, rules and regulations applicable to the Firm Funds and future fund formation, assess impact on Firm's business, and...

Wells FargoSummit, NJ Est. salary: $69,000 - $93,000 a year

The Legal Entity Office (LEO) is a new enterprise-wide legal entity governance function being established with direct reporting to the Chief Financial Officer...

Michael Page USNew York, NY Est. salary: $250,000 - $300,000 a year

Reporting directly to the Chief Operating Officer, the General Counsel/Chief Compliance Officer will oversee day-to-day legal support and resources as well as...

Financial, New York, NYNew York, NY Est. salary: $110,000 - $150,000 a year

Ensure Software Development LifeCycle (SDLC) and PLC adoption & compliance. Monitor compliance and hold managers accountable for delivering against Firm...

Lycee Français de New YorkManhattan, NY Est. salary: $96,000 - $130,000 a year

Implementing data policies set by the Chief Information and Data Officer in all IT systems. Assisting the Chief Information and Data Officer in managing...

Wells FargoSummit, NJ Est. salary: $58,000 - $83,000 a year

The Legal Entity Office (LEO) is a new enterprise-wide legal entity governance function being established with direct reporting to the Chief Financial Officer...

Wells FargoSummit, NJ Est. salary: $59,000 - $83,000 a year

The Legal Entity Office (LEO) is a new enterprise-wide legal entity governance function being established with direct reporting to the Chief Financial Officer...

Michael Page USNew York, NY Est. salary: $52,000 - $74,000 a year

Assist Chief Compliance Officer in day to day responsibilities. Compliance Associate Responsibilities:. Screen and route incoming calls....

Hyde Leadership Charter SchoolBronx, NY Est. salary: $75,000 - $99,000 a year

Chief Operating Officer. Funders, Department of Education, charter renewal and compliance. He/she leads the development and compliance of all school policies...

The Blackstone Group LPNew York, NY Est. salary: $100,000 - $150,000 a year

Blackstone Tactical Opportunities Compliance Officer. The successful candidate will work closely with the Chief Compliance Officer for Private Equity and...

PrudentialNewark, NJ Est. salary: $90,000 - $120,000 a year

This attorney will bethe Chief Legal Officer of Pruco Securities, Inc., and a registered FINRA broker-dealer and investment advisor....

YAI/NIPDNew York, NY Est. salary: $68,000 - $99,000 a year

Perform special reviews as may be requested by the Chief Administrative Officer. Periodically and upon request, provide the Chief of Compliance with information...


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