chief compliance officer jobs near New York, NY
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Fora Financial LLC - New York, NY
Compliance Officer Description. Coordinates compliance monitoring program and prepares compliance reports. A Day In The Life Of A Compliance Officer:....
Head of Financial Institutions ~ HFP
The Hartford Financial Services - New York, NY
Partner closely with the chief underwriter for Hartford Financial Products, consulting on issues relating to product, compliance, authority and appetite....
Investment Advisers Act of 1940 ONLY (5+ years)
Omega Global Partners - New York, NY
Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....
Popular Community Bank - New York, NY
Inform Chief Corporate Compliance Officer of all significant compliance issues. Administer the bank wide regulatory compliance program as established by...
Deputy Chief Compliance Officer
Michael Page US - New York, NY
This position will serve as the primary proxy for the Chief Compliance Officer including providing day-to-day compliance support and advice to senior business...
Compliance Risk & Reporting, AVP
Mizuho Bank Ltd - New York, NY
Bank holding company Preparing reports on a periodic basis from the Chief Legal Officer/Chief Compliance Officer to the top level holding company in Japan...
Compliance Consultant 6
Wells Fargo - New York, NY
This team also supports other second line of defense programs and activities that the Deputy Chief Compliance Officers designate....
Associate General Counsel
The College Board - New York, NY
The College Board, the national educational organization known for the SAT college entrance examination, is conducting a search for an Associate General Counsel...
Surety Underwriter - Commercial Surety - New York, NY or Mahwah, NJ
Liberty Mutual - New York, NY
Underwrites new and existing contractor account submissions utilizing underwriting authority granted by Chief Underwriting Officer....
Senior Risk Consultant Banking
The Alacer Group - New York, NY
The Senior Risk and Governance Consultant will assist the Chief Risk Officer and other senior management stakeholders in preparing for Board, Board Committee,...