Showing 1-10 of 453
Showing 1-10 of 453
Chief compliance officer jobs near New York, NY

ICAP - Jersey City, NJ

This individual will be responsible for assisting the Chief Compliance Officer with the management and oversight of the Americas compliance program....

Linium Resources - New York, NY

Cash Equity, International Trading Equity and Fixed Income Compliance will all report directly to this individual, who will report to the Senior Trading...

Twenty Recruitment Group - US - Jersey City, NJ

Reporting into the Chief Compliance Officer (CCO), you will be responsible for assisting with the overall management of the Americas Compliance Program with...

Aflac Global Investments - New York, NY

Support the VP, Office of the CIO in planning and preparing analyses and presentation materials for the Global Chief Investment Officer, investment committees,...

Wartburg - Mount Vernon, NY

Ensures legal and regulatory compliance at best practice levels throughout scope of responsibilities. The Chief Operating Officer (COO) is a key member of the...

Green Key Resources - New York, NY

Aid SVP, Chief Compliance Officer and administration on compliance and supervisory matters Help progress and implement policies and procedures Conduct reviews...

DriveWealth - Chatham, NJ

The Chief Compliance Officer will be responsible for:. Reporting to the CEO, the Chief Compliance Officer will ensure regulatory compliance for all DriveWealth...

Omega Global Partners - New York, NY

Chief Compliance Officers (CCOs), General Counsels, and senior compliance and legal professionals preferred....

1199SEIU Family of Funds - New York, NY

Perform special reviews as may be requested by the Chief Information Security Officer and/or Director. Periodically and upon request, provide the Director of...

Michael Page US - New York, NY

Key role working within a fast growing broker-dealer based in Manhattan, assisting the Chief Compliance Officer in creating a culture in which all staff see...


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