Showing 1-10 of 86
Showing 1-10 of 86
Commodities Compliance Advisor jobs

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State Street - Boston, MA

Understanding Volcker Rule compliance. Understanding of the Commodities Exchange Act of 1934 and applicable rules and regulations and National Futures...

Prudential - Newark, NJ

Compliance Analyst – Regulatory. PGIM Compliance seeks a Compliance Analyst to support PGIM's Public Fixed Income unit in Newark, NJ....

Wells Fargo - Charlotte, NC

Option strategies, hedge funds, managed futures, commodities, private equity, private debt and private real estate offerings....

Wells Fargo - Minneapolis, MN

As such, this position requires compliance with the S.A.F.E. 8+ years of experience with High Net Worth(HNWA) clients and their advisors on complex management...

Investment Management, Atlanta, GA - Atlanta, GA

The Chief Compliance Officer will provide executive leadership and strategy to compliance, risk management, control & operations of the firm....

DUFF AND PHELPS, LLC - Stamford, CT

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

Philips - Bothell, WA

This involves being a confident advisor on approval, regulatory compliance and quality management related topics, in order to achieve timely releases of...

Philips - San Diego, CA

This involves being a confident advisor on approval, regulatory compliance and quality management related topics, in order to achieve timely releases of...

DUFF AND PHELPS, LLC - San Francisco, CA

Duff & Phelps is the premier global valuation and corporate finance advisor with expertise in complex valuation, disputes and investigations, M&A, restructuring...


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