Showing 1-20 of 111
Showing 1-20 of 111

Commodities Compliance Advisor jobs

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Rimrock Capital Management, LLC-Irvine, CA-Est. salary: $75,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance Analyst will have other diverse assignments, assisting in a variety of aspects of an investment advisory compliance program for a SEC-registered...

Natixis-New York, NY-Est. salary: $94,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

5-7 years compliance experience in AML KYC compliance. The KYC Advisor reports to the Regional AML Compliance KYC Team Lead....

Interactive Brokers-Greenwich, CT-Est. salary: $86,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Senior Compliance Analyst. Handling regulatory inquiries from the SEC, FINRA, CFTC, and NFA concerning securities, commodities and derivatives trading and...

Interactive Brokers-Greenwich, CT-Est. salary: $98,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has...

Citi-Buffalo, NY-Est. salary: $75,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Equities, Fixed Income, FX, Prime Brokerage, Futures, Clearing and Commodities. Act as client advisor in the client’s interest while driving cross-regional &...

DUFF AND PHELPS, LLC-New York, NY-Est. salary: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

DUFF AND PHELPS, LLC-Stamford, CT-Est. salary: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

Interactive Brokers-West Palm Beach, FL-Est. salary: $57,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Broker, measured by trades, offering direct access electronic trade execution and clearing for active traders, institutional investors, financial advisors and...

PricewaterhouseCoopers LLC-San Jose, CA-Est. salary: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Capital markets instruments including fixed income, equity, foreign currency, interest rate, commodity, credit and mortgage instruments;...

Wells Fargo-Charlotte, NC-Est. salary: $57,000 - $83,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Option strategies, hedge funds, managed futures, commodities, private equity, private debt and private real estate offerings....

AXA-Charlotte, NC-Est. salary: $76,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Ensure compliance with AXA Procurement Policies in the US as well as globally. 5+ years of sourcing experience (preferably in commodities such as marketing,...

Philips-Carlsbad, CA-Est. salary: $74,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

This involves being a confident advisor on approval, regulatory compliance and quality management related topics, in order to achieve timely releases of...

DUFF AND PHELPS, LLC-San Francisco, CA-Est. salary: $86,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Valuation and corporate finance advisor with expertise in complex valuation,. Disputes and investigations, M&A, restructuring, and compliance and....

Wells Fargo-New York, NY-Est. salary: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

New Product Development/Business Development/Regulatory Compliance; Chief of Staff Functions Act as trusted advisor to senior management....

DK Partners, PC-Austin, TX-Est. salary: $74,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sarbanes-Oxley Section 404 compliance services. Fully understands the role of being a trusted advisor. Capable of differentiating our practice as a value-add...

PricewaterhouseCoopers LLC-New York, NY-Est. salary: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Capital markets instruments including fixed income, equity, foreign currency, interest rate, commodity, credit and mortgage instruments;...

Ashton Lane Group-New York, NY-Est. salary: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

3-5 years’ experience within commodity trade support, model validation/pricing or risk management Strong technical knowledge of derivatives pricing, risk...

Interactive Brokers-Greenwich, CT-Est. salary: $76,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Broker, measured by trades, offering direct-access electronic trade execution and clearing for active traders, institutional investors, financial advisors and...

Sumaria Systems, Inc-Clearfield, UT-Est. salary: $52,000 - $71,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Senior Logistics Technical Advisor Security Clearance Required:. Provide and maintain an active and accurate configuration database identifying aircraft and...

Memorial Health System-Springfield, IL

Along with the clients case manager, the residential advisor will monitor compliance and progress. Clients receive individual skill training in daily living...


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