Showing 1-20 of 109
Showing 1-20 of 109

Commodities Compliance Advisor jobs

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Rimrock Capital Management, LLC-Irvine, CA-Est. salary: $75,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance Analyst will have other diverse assignments, assisting in a variety of aspects of an investment advisory compliance program for a SEC-registered...

Natixis-New York, NY-Est. salary: $94,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

5-7 years compliance experience in AML KYC compliance. The KYC Advisor reports to the Regional AML Compliance KYC Team Lead....

Interactive Brokers-Greenwich, CT-Est. salary: $98,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has...

Citi-Buffalo, NY-Est. salary: $75,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Equities, Fixed Income, FX, Prime Brokerage, Futures, Clearing and Commodities. Act as client advisor in the client’s interest while driving cross-regional &...

AXA-Charlotte, NC-Est. salary: $76,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Ensure compliance with AXA Procurement Policies in the US as well as globally. 5+ years of sourcing experience (preferably in commodities such as marketing,...

Interactive Brokers-Greenwich, CT-Est. salary: $86,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Senior Compliance Analyst. Handling regulatory inquiries from the SEC, FINRA, CFTC, and NFA concerning securities, commodities and derivatives trading and...

Philips-Carlsbad, CA-Est. salary: $74,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

This involves being a confident advisor on approval, regulatory compliance and quality management related topics, in order to achieve timely releases of...

Wells Fargo-Charlotte, NC-Est. salary: $57,000 - $83,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Option strategies, hedge funds, managed futures, commodities, private equity, private debt and private real estate offerings....

Wells Fargo-New York, NY-Est. salary: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

New Product Development/Business Development/Regulatory Compliance; Chief of Staff Functions Act as trusted advisor to senior management....

DK Partners, PC-Austin, TX-Est. salary: $75,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sarbanes-Oxley Section 404 compliance services. Fully understands the role of being a trusted advisor. Capable of differentiating our practice as a value-add...

Interactive Brokers-West Palm Beach, FL-Est. salary: $57,000 - $82,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Broker, measured by trades, offering direct access electronic trade execution and clearing for active traders, institutional investors, financial advisors and...

Memorial Health System-Springfield, IL

Along with the clients case manager, the residential advisor will monitor compliance and progress. Clients receive individual skill training in daily living...

Sumaria Systems, Inc-Clearfield, UT-Est. salary: $52,000 - $71,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Senior Logistics Technical Advisor Security Clearance Required:. Provide and maintain an active and accurate configuration database identifying aircraft and...

Interactive Brokers-Greenwich, CT-Est. salary: $76,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Broker, measured by trades, offering direct-access electronic trade execution and clearing for active traders, institutional investors, financial advisors and...

Interactive Brokers-Chicago, IL-Est. salary: $65,000 - $90,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers Group LLC, has an immediate need for an Entry Level Junior Compliance Analyst in our Chicago office....

Milliman-Chicago, IL-Est. salary: $72,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The Compliance Analyst will play a key role as we grow and maintain our global compliance program, with the Analyst playing an essential role in broker-dealer...

Capital One-Melville, NY-Est. salary: $89,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Establish and maintain strong relationships with Compliance Advisors and Business Areas. The Compliance Tester III will be responsible for executing well...

DUFF AND PHELPS, LLC-New York, NY-Est. salary: $80,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

Raytheon-Portsmouth, RI-Est. salary: $77,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Participating in compliance audits and investigations and conduct internal compliance training programs. Raytheon has an exciting opportunity for an Export...

Enbridge-Houston, TX-Est. salary: $76,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Extensive understanding of derivative instruments and physical commodities marketing. Manage audit engagement requests to ensure SOX compliance with all...


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