Showing 1-20 of 20
Showing 1-20 of 20

Commodities Compliance Advisor jobs near New York, NY

Natixis-New York, NY-Est. salary: $94,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

5-7 years compliance experience in AML KYC compliance. The KYC Advisor reports to the Regional AML Compliance KYC Team Lead....

Interactive Brokers-Greenwich, CT-Est. salary: $86,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Senior Compliance Analyst. Handling regulatory inquiries from the SEC, FINRA, CFTC, and NFA concerning securities, commodities and derivatives trading and...

DUFF AND PHELPS, LLC-New York, NY-Est. salary: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

Interactive Brokers-Greenwich, CT-Est. salary: $98,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has...

DUFF AND PHELPS, LLC-New York, NY-Est. salary: $80,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

Wells Fargo-New York, NY-Est. salary: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

New Product Development/Business Development/Regulatory Compliance; Chief of Staff Functions Act as trusted advisor to senior management....

Interactive Brokers-Greenwich, CT-Est. salary: $76,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Broker, measured by trades, offering direct-access electronic trade execution and clearing for active traders, institutional investors, financial advisors and...

Capital One-New York, NY-Est. salary: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Establish and maintain strong relationships with Compliance Advisors and Business Areas. Senior Compliance Testing Manager....

ACA Compliance Group/Aponix-New York, NY-Est. salary: $39,000 - $49,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers....

Adviser Compliance Associates LLC, Broker-Dealer Compliance Associates LLC-New York, NY-Est. salary: $37,000 - $50,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers....

ACA Compliance Group/Aponix-New York, NY-Est. salary: $37,000 - $50,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers....

Pacific Investment Management Company LLC-New York, NY-Est. salary: $90,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Fixed income, equities, commodities, asset allocation, ETFs, hedge funds and private equity. Monitoring portfolio positions and products versus client...

Columbia University-New York, NY-Est. salary: $67,000 - $88,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

HIPAA Compliance training required. Experience in strategy or public sector consulting, health commodity market intelligence or related field....

UBS-New York, NY-Est. salary: $96,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interact daily with Advisors, Branch Management, Compliance and legal regarding the questions or issues with account documentation to ensure the timely opening...

Coty Inc.-New York, NY-Est. salary: $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Commodity strategy collaboration and operational implementation:. Work with internal customers to define global / regional / sub regional commodity sourcing...

MLA Global-New York, NY-Est. salary: $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Stone Ridge is seeking to add an additional compliance professional to its legal and compliance team. Top Tier Asset management Firm Compliance Professional....

PricewaterhouseCoopers LLC-New York, NY-Est. salary: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Capital markets instruments including fixed income, equity, foreign currency, interest rate, commodity, credit and mortgage instruments;...

Linium-Jersey City, NJ-Est. salary: $50,000 - $65,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Act as an advisor to internal and external clients on trade finance related issues. Our client, a major International Investment Bank/Broker Dealer, is seeking...

EY-New York, NY-Est. salary: $150,000 - $210,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Credit, fixed income, equities, structured products, interest rates, FX, and commodities. Minimum of 1+ years of relevant experience in banking/capital markets...

The Compliance Search Group-Newark, NJ-Est. salary: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The compliance department is responsible for assessing these sub-advisers compliance programs. Advisors Compliance team also serves a center of excellence for...


Your Recent Searches