Showing 1-20 of 20
Showing 1-20 of 20
Commodities Compliance Advisor jobs near New York, NY

DUFF AND PHELPS, LLC-New York, NY

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

DUFF AND PHELPS, LLC-Stamford, CT

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

PricewaterhouseCoopers LLC-New York, NY

Capital markets instruments including fixed income, equity, foreign currency, interest rate, commodity, credit and mortgage instruments;...

Ashton Lane Group-New York, NY

1-3 years’ experience within derivatives trade support, research, model validation/pricing or risk management Knowledge of derivatives risk, analysis and...

Jefferies-New York, NY

Manage a team of six Compliance professionals responsible for the US and Canada, on all Control Group, ECM, DCM, IB and Research Compliance....

Ashton Lane Group-New York, NY

3-5 years’ experience within commodity trade support, model validation/pricing or risk management Strong technical knowledge of derivatives pricing, risk...

ACA Compliance Group-Manhattan, NY

ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers....

Natixis-New York, NY

5-7 years compliance experience in AML KYC compliance. The KYC Advisor reports to the Regional AML Compliance KYC Team Lead....

UBS-New York, NY

Interact daily with Advisors, Branch Management, Compliance and legal regarding the questions or issues with account documentation to ensure the timely opening...

Capital One-New York, NY

Establish and maintain strong relationships with Compliance Advisors and Business Areas. Senior Compliance Testing Manager....

Columbia University-New York, NY

HIPAA Compliance training required. Experience in strategy or public sector consulting, health commodity market intelligence or related field....

Jefferies & Company, Inc.-New York, NY

Manage a team of six Compliance professionals responsible for the US and Canada, on all Control Group, ECM, DCM, IB and Research Compliance....

ACA Compliance Group/Aponix-New York, NY

ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers....

Citi-New York, NY

Any compliance, legal and regulatory requirements) are adhered to. Partner with business managers and HR Advisors to create and drive recruiting strategies for...

Rabobank-New York, NY

Trade and Commodity Finance. Maintain strong, consistent relationships with regulators to demonstrate a culture of compliance, transparency, and credibility...

Pacific Investment Management Company LLC-New York, NY

Fixed income, equities, commodities, asset allocation, ETFs, hedge funds and private equity. Monitoring portfolio positions and products versus client...

Coty Inc.-New York, NY

Commodity strategy collaboration and operational implementation:. Work with internal customers to define global / regional / sub regional commodity sourcing...

Hudson's Bay Company (HBC)-New York, NY

Tax department’s commitment to corporate compliance, internal controls, policies and procedures. Tax reporting and compliance functions, to ensure complete and...

Linium-Jersey City, NJ

Act as an advisor to internal and external clients on trade finance related issues. Our client, a major International Investment Bank/Broker Dealer, is seeking...


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