Showing 1-20 of 20
Showing 1-20 of 20
Commodities Compliance Advisor jobs near New York, NY

DUFF AND PHELPS, LLCNew York, NY

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

DUFF AND PHELPS, LLCStamford, CT

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

Ashton Lane GroupNew York, NY

1-3 years’ experience within derivatives trade support, research, model validation/pricing or risk management Knowledge of derivatives risk, analysis and...

JefferiesNew York, NY

Manage a team of six Compliance professionals responsible for the US and Canada, on all Control Group, ECM, DCM, IB and Research Compliance....

Ashton Lane GroupNew York, NY

3-5 years’ experience within commodity trade support, model validation/pricing or risk management Strong technical knowledge of derivatives pricing, risk...

PricewaterhouseCoopers LLCNew York, NY

Capital markets instruments including fixed income, equity, foreign currency, interest rate, commodity, credit and mortgage instruments;...

Pacific Investment Management Company LLCNew York, NY

Fixed income, equities, commodities, asset allocation, ETFs, hedge funds and private equity. Monitoring portfolio positions and products versus client...

ACA Compliance Group/AponixNew York, NY

ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers....

RabobankNew York, NY

Trade and Commodity Finance. Maintain strong, consistent relationships with regulators to demonstrate a culture of compliance, transparency, and credibility...

NatixisNew York, NY

5-7 years compliance experience in AML KYC compliance. The KYC Advisor reports to the Regional AML Compliance KYC Team Lead....

ACA Compliance GroupManhattan, NY

ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers....

UBSNew York, NY

Interact daily with Advisors, Branch Management, Compliance and legal regarding the questions or issues with account documentation to ensure the timely opening...

Jefferies & Company, Inc.New York, NY

Manage a team of six Compliance professionals responsible for the US and Canada, on all Control Group, ECM, DCM, IB and Research Compliance....

CitiNew York, NY

Any compliance, legal and regulatory requirements) are adhered to. Partner with business managers and HR Advisors to create and drive recruiting strategies for...

Hudson's Bay Company (HBC)New York, NY

Tax department’s commitment to corporate compliance, internal controls, policies and procedures. Tax reporting and compliance functions, to ensure complete and...

Coty Inc.New York, NY

Commodity strategy collaboration and operational implementation:. Work with internal customers to define global / regional / sub regional commodity sourcing...

The Horizon GroupNew York, NY

Draft, negotiate and review legal terms and documents to support the structuring of domestic, Latin American and cross-border commodity transactions....

MLA GlobalNew York, NY

Stone Ridge is seeking to add an additional compliance professional to its legal and compliance team. Top Tier Asset management Firm Compliance Professional....

LiniumJersey City, NJ

Act as an advisor to internal and external clients on trade finance related issues. Our client, a major International Investment Bank/Broker Dealer, is seeking...


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