Showing 1-17 of 17
Showing 1-17 of 17

Commodities Compliance Advisor jobs near New York, NY

DUFF AND PHELPS, LLC-New York, NYEst. salary: $80,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

ACA Compliance Group/Aponix-New York, NYEst. salary: $37,000 - $50,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers....

Standard Chartered Bank-New York, NYEst. salary: $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Maintain a continuous dialogue with RM’s, Operations, Legal, Credit, Governance, Compliance, Finance, Tax and external advisors to ensure that all aspects of...

Capital One-New York, NYEst. salary: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Establish and maintain strong relationships with Compliance Advisors and Business Areas. Senior Compliance Testing Manager....

Capital One-New York, NYEst. salary: $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Derivatives Compliance Advisor. Manager- Derivatives Compliance Advisor. The Compliance Advisor supports Capital One business by:....

Adviser Compliance Associates LLC, Broker-Dealer Compliance Associates LLC-New York, NYEst. salary: $37,000 - $50,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers....

Columbia University-New York, NYEst. salary: $67,000 - $88,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

HIPAA Compliance training required. Experience in strategy or public sector consulting, health commodity market intelligence or related field....

Rabobank-New York, NYEst. salary: $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Trade and Commodity Finance. Maintain contact with external parties, such as other investment banks, independent Equity advisors....

Pacific Investment Management Company LLC-New York, NYEst. salary: $90,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Fixed income, equities, commodities, asset allocation, ETFs, hedge funds and private equity. Monitoring portfolio positions and products versus client...

Deutsche Bank-New York, NYEst. salary: $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Senior Business Advisor. The DB Compliance role is seeking a candidate to assist the Research Compliance team in providing compliance coverage of all these...

Natixis-New York, NYEst. salary: $94,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

5-7 years compliance experience in AML KYC compliance. The KYC Advisor reports to the Regional AML Compliance KYC Team Lead....

UBS-New York, NYEst. salary: $96,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Interact daily with Advisors, Branch Management, Compliance and legal regarding the questions or issues with account documentation to ensure the timely opening...

Société Générale-Jersey City, NJEst. salary: $45,000 - $63,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Letter of Credit / Trade Commodity Finance products (as noted above). Act as an advisor to internal and external clients on trade finance related issues....

SGA-New York, NYEst. salary: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Experience with Fixed Income, FX, Commodities, etc trading is a plus. Strong level of communication and project management discipline to support and provide...

MLA Global-New York, NYEst. salary: $100,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Stone Ridge is seeking to add an additional compliance professional to its legal and compliance team. Top Tier Asset management Firm Compliance Professional....

PricewaterhouseCoopers LLC-New York, NYEst. salary: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Capital markets instruments including fixed income, equity, foreign currency, interest rate, commodity, credit and mortgage instruments;...

The Compliance Search Group-Newark, NJEst. salary: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The compliance department is responsible for assessing these sub-advisers compliance programs. Advisors Compliance team also serves a center of excellence for...


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