Showing 1-15 of 15
Showing 1-15 of 15

Commodities Compliance Advisor jobs near New York, NY

Natixis-New York, NYEst. $96,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

5-7 years compliance experience in AML KYC compliance. The KYC Advisor reports to the Regional AML Compliance KYC Team Lead....

BNY Mellon-New York, NYEst. $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Qualifications Minimum 10-15 years of relevant experience Bachelor s degree required, JD or MBA a plus Strong knowledge of business activities and products...

Capital One-New York, NYEst. $110,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Derivatives Compliance Advisor. Manager- Derivatives Compliance Advisor. The Compliance Advisor supports Capital One business by:....

DUFF AND PHELPS, LLC-New York, NYEst. $80,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Conduct annual compliance reviews; Prepare and deliver compliance training; Development and implementation of compliance policies and procedures - ensure...

Deutsche Bank-New York, NYEst. $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Senior Business Advisor. The DB Compliance role is seeking a candidate to assist the Research Compliance team in providing compliance coverage of all these...

Rabobank-New York, NYEst. $130,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Trade and Commodity Finance. Maintain contact with external parties, such as other investment banks, independent Equity advisors....

Standard Chartered Bank-New York, NYEst. $120,000 - $160,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Maintain a continuous dialogue with RM’s, Operations, Legal, Credit, Governance, Compliance, Finance, Tax and external advisors to ensure that all aspects of...

JP Morgan Chase-New York, NYEst. $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Work closely with line of business and other control functions (e.g., Compliance, Supervision, and Risk). Must be familiar with the legal aspects of “running” a...

Adviser Compliance Associates LLC, Broker-Dealer Compliance Associates LLC-New York, NYEst. $37,000 - $50,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

ACA clients include leading investment advisers, private fund managers, commodity trading advisors, investment companies, and broker-dealers....

Pacific Investment Management Company LLC-New York, NYEst. $90,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Fixed income, equities, commodities, asset allocation, ETFs, hedge funds and private equity. Monitoring portfolio positions and products versus client...

Société Générale-Jersey City, NJEst. $46,000 - $62,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Letter of Credit / Trade Commodity Finance products (as noted above). Act as an advisor to internal and external clients on trade finance related issues....

Accounting Principals-New York, NYEst. $87,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Establish and maintain strong relationships with Compliance Advisors and Business Areas. The Compliance Tester III will be responsible for executing well...

Charter Brokerage LLC-Manhattan, NYEst. $43,000 - $56,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Ensuring the import/export compliance needs of major petroleum companies and commodity trading houses. Charter Brokerage LLC has also established itself as a...

Bank of America-New York, NY

Supporting the regional sales force through presentations to financial advisors, and current and prospective clients....

JP Morgan Chase-New York, NYEst. $87,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Sales, Legal, Compliance, Tax, Middle Office). Our Legal, Risk, Compliance, Credit and Corporate Tax colleagues and in bespoke structuring situations - directly...


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