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Commodities Compliance Advisor jobs near New York, NY

Asset Management Compliance Director

Compliance Search Group - New York City, NY

A major investment firm is seeking an experienced candidate with compliance and regulatory background to join as a Director, Compliance Officer. The Compliance Officer ...

8 days ago, Sponsored by The Ladders

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Compliance Associate

Investment Advisor - New York City, NY

Responsible for auxiliary functions related to legal and compliance programs Review and approve employee trading and updating Manage portfolio compliance rules and ...

12 days ago from Green Key Resources

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Compliance Analyst - Regulatory

Prudential Financial - Newark, NJ

Description: PGIM Compliance seeks a Compliance Analyst to support PGIM's Public Fixed Income unit in Newark, NJ. Prudential Fixed Income manages approximately $565 ...

7 days ago from Prudential Financial

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Compliance Officer

Investment Advisor - New York City, NY

Manage the compliance monitoring program for the U.S. operations Confirm monitoring program is being carried out Report the status of monitoring undertaken, identify any ...

30+ days ago from Green Key Resources

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Valuation Analyst

Investment Advisor - New York City, NY

Produce daily liquidity risk and VaR calculations Review weekly risk report and verify monthly pricing for OTC securities Assess the third party pricing in an independent and ...

4 days ago from Green Key Resources

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Compliance Analyst

Investment Advisor - New York City, NY

Prepare regulatory filings Collaborate with compliance staff to support the firm's business units Design and review automated compliance monitoring reports Ensure ...

30+ days ago from Green Key Resources

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Operations Specialist

Investment Advisor - Stamford, CT

Manage a team of professionals to deliver a cross business support Maintain an appropriate on-boarding process for clients clearly defining process Lead new business while ...

12 days ago from Green Key Resources

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Part-Time Personal/Office Assistant Wanted at Commodity Hedge Fund

Barbashop - Greenwich, CT

We are a Commodity Trading Advisor (primarily gold and silver) located in Greenwich, CT looking for a part time employee to assist with basic office duties. This is a great ...

30+ days ago from Internship.com

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Compliance Surveillance Analyst

Frink-hamlett Legal Search - New York City, NY

Compliance Surveillance Analyst Prestigious private wealth management company located in midtown Manhattan seeks a Compliance Surveillance Analyst. The base salary ...

30+ days ago from Frink-hamlett Legal Search

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Corporate Compliance - Private Funds and Advisory Program Compliance Manager - Vice President

JPMorgan Chase - New York City, NY

JPMorgan Chase & Co.'s Compliance Department is looking for a qualified compliance officer/attorney to serve as a compliance officer in the firm’s Commercial Investment ...

30+ days ago from JPMorgan Chase

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