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Compliance Examiner / Manager (Broker Dealer) - Marsh & McLennan Companies Corporate
Mmco - New York, NY
As a Compliance Examiner / Manager in the Broker Dealer department of Marsh & McLennan Com ... compliance requirements and managing risk. Compliance professionals interpret and help...
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Compliance Vice President
BlackRock - New York, NY
continuing education program and annual compliance presentations concerning ... Skills and Requirements: BS/BA degree; Minimum of 4 years of compliance experience with 2...
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Compliance Manager - Research & Development - new
Forest Laboratories - New York, NY
including PhRMA Compliance, OIG Compliance, and Corporate Compliance. - ... regular basis to the Compliance Department, Compliance Committee and senior management on...
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Employee Trading Compliance
Compliance Search Group - New York, NY
a top-tier ratings agency, seeks a Senior Compliance Associate. The candidate must have ... Office software suite, Bloomberg, and a compliance monitoring tool such as SunGards...
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Governance, Risk and Compliance Associate - Risk Management job
BlackRock - New York, NY
BlackRock has a Governance, Risk and Compliance (GRC) group with professionals dedicated ... Internal Audit, Operational Risk, Legal and Compliance, Financial Controls Reporting,...
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IS COB & Controls Sr Group Mgr - Engineering & Systems Design job
Citigroup - New York, NY
* Annual assessment of business impacts and assessment of recovery strategies * ... including purchasing cycle and supplier assessment * Discipline certifications a...
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Alternative Investments Compliance Officer
Compliance Search Group - New York, NY
their Alternative Investments division. The Compliance Officer will be responsible for ... 7+ years of experience working with hedge funds/private equity, providing compliance suppo...
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Chief Compliance Officer- Global Brokerage Firm
Mergis Group, A Division of Spherion - New York, NY
Capital Markets Firm Seeks a Chief Compliance Officer *The Chief Compliance ... regulatory compliance (CFTC and Fed) *Develop and Ensure Compliance with the companys poli...
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AML Compliance Officer
Financial Services Company - New York, NY
program for Private Wealth Management AML Compliance. Responsibilities: Review high ... Update the Private Banks BSA AML Risk Assessment annually Coordinate with the...
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Asset Management Compliance Officer
Compliance Search Group - New York, NY
compliance controls Conduct quarterly risk assessment of control environment Maintain ... compliancesearch.com The Compliance Search Group is the oldest, largest and most...
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