Showing 1-20 of 497
Showing 1-20 of 497

Compliance Officer Investment jobs

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Wells Fargo-Chandler, AZEst. salary: $90,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

1+ year of risk and regulatory compliance experience Desired Qualifications. Knowledge and understanding of compliance and regulatory requirements I...

Wells Fargo-Charlotte, NCEst. salary: $88,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Corporate Credit & Market Risk is responsible for delegating and/or removing credit and investment approval authorities to the lines of business....

Citi-Jersey City, NJEst. salary: $93,000 - $120,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Compliance and Control. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including...

The Ambrose Group - Recruiting-Oak Brook, ILEst. salary: $100,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Coordinating and/or conducting training regarding compliance regulations and overseeing the online compliance training program....

The Guardian Life Insurance Company of America-New York, NY

Assisting the Chief Compliance Officer in developing and operating a robust compliance and risk management program for PAS....

BlackRock-San Francisco, CAEst. salary: $81,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

This role will also work with FutureAdvisor’s Chief Compliance Officer and partner with BlackRock’s broader Legal & Compliance Department....

Wells Fargo-Charlotte, NCEst. salary: $110,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

1+ year of risk and regulatory compliance experience. The EIS Regulatory and Risk Management team is responsible for information security Enterprise Exception...

Michael Page US-New York, NYEst. salary: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

5+ years of compliance, regulatory, audit or operational risk management experience in a global investment bank including experience with investment banking...

State Street-Boston, MAEst. salary: $77,000 - $100,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Knowledge of investment management industry. Interact on a day-to-day basis with SSGA FD’s broker-dealer management team (including President, Chief Operating...

Wells Fargo-Charlotte, NCEst. salary: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Broad Capital Markets product knowledge throughout the industry inclusive of investment banking, asset-backed financing, non-marketable equity investments, etc....

Wells Fargo-Charlotte, NCEst. salary: $110,000 - $150,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

This role will act as a liaison between the Business Unit Senior Leaders, Group Finance Officer team, front office personnel, and the Corporate Controllers...

The Guardian Life Insurance Company of America-New York, NY

Support the Manager, Executive Compensation in administering compensation programs for senior officers of the company....

Pathfinder International-Watertown, MAEst. salary: $41,000 - $57,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Ensures that all travel arrangements are in compliance with USAID regulations and Pathfinder procedures. Works closely with the CFO on special projects and...

HIGHLAND PARK IL-Highland Park, ILEst. salary: $110,000 - $130,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Identify potential strategic investment trends and opportunities. Coordinate with others to manage data, compliance with statutory accounting policies, cash...

Comerica Bank-Phoenix, AZEst. salary: $66,000 - $90,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Trust and Estate Officer III. The Trust and Estate Officer III is responsible for serving as a relationship manager to more routine client relationships by...

Utah Retirement Systems-Salt Lake City, UTEst. salary: $42,000 - $56,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The employee may be required to submit to the URS Investment Compliance Officer a record of trade confirmations or monthly transaction summaries, as they become...

Wells Fargo-Minneapolis, MNEst. salary: $87,000 - $110,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Improve awareness and compliance with Enterprise Information Security policy, processes and standards; EIS is part of Wells Fargo's Corporate Risk organization...

Prudential-Hartford, CTEst. salary: $120,000 - $170,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

Collaborates with bank officers, affiliate businesses, finance, technology, law, compliance risk management, and audit....

Wells Fargo-Charlotte, NCEst. salary: $110,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The ORM3 will manage a team of dedicated business risk officers and as such will be the primary point of contact for the CRE leadership and line of business...

Wells Fargo-Charlotte, NCEst. salary: $92,000 - $140,000 a year

Please note that all salary figures are approximations based upon third party submissions to SimplyHired. These figures are given to the SimplyHired users for the purpose of generalized comparison only. Minimum wage may differ by jurisdiction and you should consult the employer for actual salary figures.

The legacy CRE risk officer will be responsible for customizing, implementing and monitoring risk based programs to identify, mitigate and control operational,...


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